22 Jan 201
NOTICE OF AMENDMENT TO CLIENT AGREEMENT FOR CORE PACIFIC-YAMAICHI INTERNATIONAL (H.K.) LIMITED & CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED


Notice is hereby given that pursuant to Clause 24.5 of Section I of the Client Agreement of Core Pacific-Yamaichi International (H.K.) Limited and Core Pacific-Yamaichi Futures (H.K.) Limited (“the Agreement”), the Agreement is amended as marked up in the enclosure to this Notice (“the Amendments”) in preparation for the inclusion of SSE STAR Market shares for Northbound trading.

Pursuant to Clause 24.5 of Section I of the Agreement, any member of CPY Group with whom the Client holds an Account may amend the Agreement by giving the Client not less than 21 days prior notice of the change in writing. The Amendments shall be binding on you if you continue to maintain the Account on or after February 15, 2021.

This Notice is prepared in both Chinese and English versions. In case of any discrepancy between the two versions, the English version prevails.

Core Pacific-Yamaichi International (H.K.) Limited
Core Pacific-Yamaichi Futures (H.K.) Limited
22 January 2021

Attachment (Version Feb 2021)
Terms and Conditions for Trading Accounts (Effective from 15 Feb 2021)
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