Service Charges
"Hong Kong Securities Service Charges" PDF file (The following service fees are charged according to the transaction currency)
Hong Kong Securities Trading Costs
Service Charges Minimum / Maximum
Brokerage Commission 0.25% on transaction amount
(rounded to the nearest cent)
Minimum : HK$100.00/RMB100.00
Grey Market Commission 0.3% on transaction amount
(rounded to the nearest cent)
Minimum HK$150.00 /RMB 150
Transaction Levy

0.0027% on transaction amount
(rounded to the nearest cent)
Effective from 1st Nov 2014

N/A
Investor Compensation Levy N/A N/A
Trading Fee 0.005% on transaction amount
(rounded to the nearest cent)
N/A
Trading Tariff HK$1.00 / RMB1.00 for each transaction. N/A
Stamp Duty 0.1% of transaction value
Calculated in strict percentage form,
Rounded up to the nearest dollar.
N/A
CCASS Stock Settlement Fees 0.002% on transaction amount
(rounded to the nearest cent)
Min.: HK$2.00 / RMB2.00
Max.: HK$100.00 / RMB100.00
Shanghai A share Trading Cost (Shanghai-Hong Kong Connect)
Service Charges Minimum / Maximum
Commission 0.25% of transaction amount Minimum: RMB100.00
Handling Fee
0.00487% of the consideration of each
transaction per side (Effective from 3 Aug 2015)
NA
Securities Management
Fee
0.002% of Transaction amount NA
Seller Stamp 0.1% of Transaction amount on the seller NA

Transfer Fee

(Effective from 15 Aug 2016)
0.004% of of the consideration of each
transaction per side payable

Including: 0.002% of the consideration of each transaction per side payable under ChinaClear's Shanghai-Hong Kong Stock Connect Rules; and 0.002% of the consideration of each transaction per side payable under the General Rules of CCASS for the provision of Stock Connect Northbound Clearing services by HKSCC
NA
Trading Tariff RMB1.00 for each transaction. NA

Portfolio fee

0.008% for annally , Charged by Monthly
(Daily calculated by market value of Portfolio) (HKD)
NA
Shenzhen Stock Exchange Securities (SZ-HK Stock Connect)
Service Charges Minimum / Maximum
Commission 0.25% of transaction amount Minimum: RMB100.00
Handling Fee
0.00487% of the consideration of each NA
Securities Management
Fee
0.002% of Transaction amount NA
Seller Stamp 0.1% of Transaction amount on the seller NA

Transfer Fee

0.004% of the consideration of a transaction per side NA
Trading Tariff RMB1.00 for each transaction. NA

Portfolio fee

0.008% for annally , Charged by Monthly
(Daily calculated by market value of Portfolio) (HKD)
NA

Remark: Fee will be rounded up to nearest cent


Notes :
All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
For details, please contact your designated Account Executive or call CPY services hotline:(852) 2166-3888


Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.

Bond Charge Table
Custodian Service Fee For specific custodian fee, please refer to below link and click on
“Oversea securities/bond”.
http://www.cpy.com.hk/us/service_charges.htm >> Oversea securities / bond
For other custodian institutions, please contact your Account Executive.
Interest Collection Fee Free
Bond Maturity Redemption Fee Free
Bond Transfer Fee
(Deposit or Withdraw Bond)
Deposit or Withdraw through Euroclear:
EUR15 per transfer

Deposit or Withdraw through Clearstream:
EUR 20 per transfer
Corporate Action
Instruction Fee
Corporate Action Instruction Fee may vary for each instruction, plus HK$50 handling fee
(Please refer to specific instruction notice for details)
Overseas Custodian Service Fee
Market Custodian service fee (on a monthly basis)
#Taiwan Stocks/
Local Convertible Bond/
0.1% p.a. Fee calculated on month-end portfolio value
#Taiwan Physical Stock 0.12% p.a. Fee calculated on month-end portfolio value
#Japan Stocks 0.035% p.a. Fee calculated on month-end portfolio value (Japan Listed Securities) (Effective from 1/4/2014) JPY10,300 per month per stock (Japan Unlisted Securities)
#Japan Bonds 0.038% p.a. Fee calculated on month-end nominal value (NV) (Effective from 1/4/2014)
#U.S. Domestic Bonds USD0.40/1000(NV) p.a. Fee calculated on the month-end nominal value

# Chargeable dependent upon the size of the client portfolio.
If you have any inquiry, please feel free to contact your account executive.
Custodian Services Fees will be charged on the 20th day of each month from client account. Should the payment date fall on a public holiday, it will be deferred to the next business day.
Notes:
All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.


Bonds Custodian Service Fee Charge
Market Custodian service fee (on a monthly basis)
#Bonds 0.025% p.a.(in HKD)
Fee calculated on month-end nominal value
#EURO-warrants/
Depository receipts/
London & Ireland Stocks/
USD Unlisted Stocks
0.03% p.a.(in HKD)
Fee calculated on month-end quantity

# Charge depend upon the size of the client portfolio. If you have any inquiry, please feel free to contact your account executive.
# Charge depend upon the size of the client portfolio. (Effective from 1st Oct 2018). If you have any inquiry, please feel free to contact your account executive.
Custodian Services Fees will be charged on the 20th day of next month from client account. Should the payment date fall on a public holiday, it will be deferred to the next business day.
Notes:
All the above charges are for reference only and subject to change without prior notice.

Calculation Method of Bond Monthly Custodian Fee:
= (Face Amount of Bond x Rate of Custodian Fee x House Exchange Rate to HKD) / 12 months

For example:
Monthly Custodian Fee for Face Amount USD 1 Million Bond
= USD 1,000,000 x 0.025% x HKD 7.8492 / 12 Months
= HKD 163.53

Monthly Custodian Fee for Face Amount CNY 1 Million Bond
= CNY 1,000,000 x 0.025% x HKD 1.1520 / 12 Months
= HKD 24


Overseas and China Stock Market Charges
Markets
(Equity)
Settlement Fee Comm. Charged to Client
Min.-Standard Rate
Tax / Stamp Duty Charged by Government Transaction
Levy / Others
Settlement
Details
Buy Sell Buy Sell Buy Sell
Australia (##) 0.7%
Min.AUD70
N/A N/A N/A T+2 T+2
Canada (##) 0.6%
(min.CAD60 per order)
N/A N/A CAD23.00
per trade
T+2 T+2
Indonesia (##) 0.6%
Equivalent to USD50 at prevailing FX rate
VAT: 0.005% VAT: 0.005%
Withholding Tax: 0.1%
0.043% (For Ordinary Shares) T+2 T+2
Japan** (Start from 1/12/2017) Equity JPY1,500 for Safekeeping Client JPY3,000 for DVP Client Bond & Unlisted Stock JPY2,900 for Safekeeping Client JPY5,600 for DVP Client 0.4%
Min. JPY4,000
N/A N/A N/A T+2 T+2
Korea # (##)
Settle Ccy (HKD&USD)
0.6%
WON30,000
N/A KOSPI: 0.25% (Stock Transaction Tax 0.1% + Special Tax Rate for Rural Development (Existing / Intact) 0.15%)
KOSDAQ: 0.25% Stock Transaction Tax
(Effective from 30 May, 2019)
N/A T (Cash)
T+2 (Stock)
T+2
Malaysia (##) 0.6%
Min.MYR200 Min.USD50
Contract Stamp 0.1%
(round up to the nearest dollar, Max MYR200)
Please note: From 1 Mar 2018 to 28 Feb 2021, the stamp duty of listed company (Mid and Small Cap) with market capitalization between MYR 200 million to 2 billion (by closing price as at 31 Dec on prior year) will be exempted.
Clearing Fees 0.03%
(always round up to the nearest cent, Max MYR1,000)

SST: 6% of commission (effective from 1 Mar 2019)
T+2 T+2
New Zealand (##) 0.7%
Min.NZD60
N/A N/A N/A T+2 T+2
Philippines (##) 0.6%
Min.PHP2,000
Min.USD50
VAT: 12% on Commission Sales Tax: 0.5%
VAT: 12% on Commission
Securities Clearing Corporation of the Philippines Fee: 0.01%

Bangko Sentral Registration Document (BSRD) fee -Fixed PHP 1,000 per order
T+3 T+3
Singapore (##) 0.4%
Min.SGD85
Min.USD65
Min.HKD500
N/A N/A Clearing fee: 0.04% (existing fee)
0.0325% (start from 1/6/2014)

0.05%Clearing Fee (Warrants)

Temporary Waived Charges:(0.0075% Singapore Exchange Limited Access Fee)
T+2 T+2
Taiwan-TSE **# NTD1,800 0.25%
Min.TWD450
N/A 0.3%
Equity 0.1% TDR
FX Charges TWD1,000 for amount less than USD10,000

TT Charges HKD265 for each Buy NTD FX
T(Cash)
T+2 (Stock)
T+3 (Cash)
T+2 (Stock)
Taiwan-GRETAI Market OTC **# NTD1,800 0.5%
Min.TWD450
N/A 0.3%(Stock) FX Charges TWD1,000 for amount less than USD10,000

TT Charges HKD265 for each Buy NTD FX
T(Cash) T+2(Stock) T+3 (Cash)
T+2 (Stock)
Taiwan Stock - Pre-delivery charges TWD 0.5/1,000shares
Thailand THB400.00
(Effective from 14 Oct 2019)
0.6%
Min.THB2,000
Min.USD50
VAT: 7% on Commission N/A T+2 T+2
USA
-(NYSE,AMEX & NASDAQ)**ˆ
*DVP USD30 (##) 0.25%
(min.USD20 per order)
N/A 0.00207%
(Effective from Apr 12, 2019)
N/A T+2 T+2ˆ
USA-OTC**ˆ *DVP USD30
(##)
0.00207%
(Effective from Apr 12, 2019)
N/A 0.00207%
(Effective from Apr 12, 2019)
N/A T+2 T+2ˆ
USA - OTC orders must be prior consulted your account executive before trading.
United Kingdom & Ireland** GBP10
(##)
0.6%
Min.GBP65
UK Stock (Gross Amount + Comm) Contract Stamp 0.5% Ireland Stock (Gross Amount + Comm) Contract Stamp 1% N/A Over GBP10,000 will charge levy of the panel on takeovers and mergers (PTM Levy) GBP1 T+2 T+2
U.S. Domestic Bonds Corporate Action Fees (including Coupon Interest, Redemption and CA Instruction) USD15 per transaction
Note:
Telegraphic Transfer Fees of Foreign Exchange Transaction (FX) done for trade settlement will be charged at cost.
Remark:
All the above charges are subject to change without prior notice.
(*) This charge will only be imposed when the transaction is requested to be settled through CPY’s Custodian Bank.
(**) Custodian Services Fees will be charged on the 20th day of each month from client account. Should the payment date fall on a public holiday, it will be deferred to the next business day. Refer to Custodian Services Fees Table for details.
(#) Stock withdrawal is not allowed.
(##) External Fees (Telegraphic Transfer Charges HKD265 or CHATS charges HKD55), if any, payable to local brokers, stock exchange or in relation to trade settlement will be charged separately.
(ˆ)Special fund withdrawal arrangement regarding U.S. stock trading: (*Effective from 5th September 2017)
Instructions to withdrawal proceeds of U.S. stock could only be made from three business days after the transaction date onwards (i.e. T+3). Please contact your Account Executive or our Customer Service Department at (852) 2166-3888 should you have any inquiries in this regard.
Market Charges - China B Shares
Markets Settlement Fee Comm. Charged to Client Tax / Stamp Duty Charged by Government Transaction Levy / Others Settlement Details
Buy Sell Buy Sell Buy/Sell
Shanghai B N/A 0.3%
(Min USD15)
N/A Stamp Duty: 0.1% Levy 0.00487%
Admin Fee 0.002%
Settlement Fee 0.05%
T + 3
Trade Currency: USD
Shenzhen B N/A 0.3%
(Min HKD100)
N/A Stamp Duty: 0.1% Levy 0.00487%
Admin Fee 0.002%
Clearing Fee 0.05% of gross amount (MaxHK$500) Settlement Fees for DVP Client HKD50 per transaction
T + 3
Trade Currency: HKD

Notes:
1. All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
2. Above charges are not applicable to trading of A shares which are converted from Shanghai or Shenzhen B shares. For the selling of A shares after such conversion, all trading fee and related levy will be charged according to the relevant exchange/organization. Trading Commission is negotiable.
3. A RMD1,000 conversion fee will be charged for each conversion from Shenzhen B shares to A shares.


Overseas Market-Dividend Charges
Markets Withholding Tax
(for reference only)
Dividend Collection Fees Handling Fees
Rate Per Dividend Paid Minimum Maximum Bonus Paid
Australia Stock 30% AUD33 N/A N/A N/A N/A
Canadian Stock 25% CAD6 N/A N/A N/A N/A
Indonesia Stock 20% SGD13 N/A N/A N/A N/A
Japan Stock *15.315% for other than Individual reisdent in Japan -Dividend Payment from 2014/01/01

*20.315 for Individuals resident in Japan -Dividend Payment from 2014/01/01
JPY200.00 N/A N/A N/A N/A
Korea Stock 22% KRW6,500 N/A N/A N/A N/A
Malaysia Stock 25% 1% MYR10 MYR100 N/A 0.55% Min
MYR50
Philippines Stock 30% SGD13 N/A N/A N/A N/A
Singapore Stock NA SGD13
USD10.5
HKD80
N/A N/A N/A N/A
Shanghai B Shares 10% USD2 N/A N/A N/A N/A
Shenzhen B Shares 10% Cash/ Stock Dividend 1.25% HKD65 N/A HKD50 (Fixed Amount) N/A
Taiwan Stock 21% 0.5% TWD200 TWD5,000 N/A N/A
Thailand Stock 10% 1.25% THB200 THB2,000 N/A N/A
United Kingdom 10% GBP2
(GBP5-Effective from 01 Mar 2018)
N/A N/A N/A
(GBP15-Effective from 01 Mar 2018)
EUR28.00 (for All Choice Dividend Event)
U.S Stock 30% Cash/ Stock Dividend 2.25% USD8 N/A USD5 (Fixed Amount) N/A
Remark: ADR scrip fees will be charged by the ADR issuers USD0.01 to USD0.05 per shares on record date
Unit Trust / Fund -- RMB13.00
HKD15.00
USD2.00
(The dividend charge will be waived effective from 15 Jan 2018)
N/A N/A N/A N/A

Notes:
You should seek advice from your professional advisors as to your particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas products. Core Pacific-Yamaichi did/does not provide any kind of tax claim service and beneficiary owner have to apply by themselves.
All the above charges are subject to change without prior notice, the overseas bank charges and out of pocket expenses,if any, will be charged separately.


Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.

Service Charges Minimum / Maximum
Commission 0.25% of the contracted value
(per contract per side)
Minimum - HK$100.00
(Applicable to orders for the same contract, same side and within the trading day only)
Trading Tariff Tier 1 Stock Options
Nominal Value > $25,000
HK$3.00 per contract per side
N/A
Tier 2 Stock Options
Nominal Value > $10,000 – $25,000
HK$1.00 per contract per side
Tier 3 Stock Options
Nominal Value < $10,000
HK$0.50 per contract per side
Exercise Fee HK$2.00 per contract per side N/A
Stock Option Account Debit Interest P+6% p.a.on overdue
(unless otherwise agreed)
N/A

Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.

Hang Seng Index Futures
Product Commission
per contract
per side
Exchange
Fee
per contract
per side
SFC Levy
per contract
per side
Investor Compensation Levy* Settlement Fee
per contract
per side
Hang Seng Index Futures
Day Trade Overnight
HK$60 HK$100
HK$10.00 HK$0.54 N/A HK$10.00
Mini - Hang Seng Index Futures
Day Trade Overnight
HK$20 HK$25
HK$3.50 HK$0.10 N/A HK$3.50
H Shares Index Futures
Day Trade Overnight
HK$60 HK$100
HK$3.50 HK$0.54 N/A HK$3.50
Mini H-shares Index Futures
Day Trade Overnight
HK$20 HK$25
HK$2.00 HK$0.10 N/A HK$2.00
CES 120 Futures
Day Trade Overnight
HK$60 HK$100
HK$10.00 HK$0.54 N/A HK$10.00
Hang Seng Index Options 1% of the contracted value (per contract per side)
Min. Max.
HK$30 HK$100
HK$10.00 HK$0.54 N/A Exercise Fee
HK$10.00
per contract
Mini - Hang Seng Index Options 1% of the contracted value (per contract per side)
Min. Max.
HK$20 HK$25
HK$2.00 HK$0.10 N/A Exercise Fee
HK$2.00
per contract
H Shares Index Options 1% of the contracted value (per contract per side)
Min. Max.
HK$30 HK$100
HK$3.50 HK$0.54 N/A Exercise Fee
HK$3.50
per contract
Mini H-shares Index Options 1% of the contracted value (per contract per side)
Min. Max.
HK$20 HK$25
HK$1.00 HK$0.54 N/A HK$1.00
Stock Futures
Day Trade Overnight
HK$20 HK$25
HK$3.50
See Remarks D
HK$0.10 N/A HK$2.00
HSI Dividend Futures HK$50.00 HK$3.00 HK$0.54 N/A HK$3.00
HSCEI Dividend Futures HK$50.00 HK$1.50 HK$0.54 N/A HK$1.50
HSI Volatility Index (VHSI) Futures
Day Trade Overnight
HK$60 HK$100
HK$10.00 HK$0.54 N/A HK$10.00
IBOVESPA Futures (BRAZIL)
Day Trade Overnight
HK$60 HK$100
HK$10.00 HK$0.54 N/A HK$10.00
MICEX Index Futures (RUSSIA)
Day Trade Overnight
HK$60 HK$100
HK$5.00 HK$0.60 N/A HK$5.00
Sensex Index Futures (INDIA)
Day Trade Overnight
HK$60 HK$100
HK$10.00 HK$0.60 N/A HK$5.00
FTSE/JSE Top40 Futures (SOUTH AFRICA)
Day Trade Overnight
HK$60 HK$100
HK$5.00 HK$0.60 N/A HK$5.00
CNH London Aluminium Mini Futures
Day Trade Overnight
RMB25 RMB45
RMB3.00 RMB0.44 N/A RMB1.20
CNH London Zinc Mini Futures
Day Trade Overnight
RMB25 RMB45
RMB3.00 RMB0.44 N/A RMB1.20
CNH London Copper Mini Futures
Day Trade Overnight
RMB25 RMB45
RMB3.00 RMB0.44 N/A RMB1.20
CNH London Nickel Mini Futures
Day Trade Overnight
RMB25 RMB45
RMB3.00 RMB0.44 N/A RMB1.20
CNH London Tin Mini Futures
Day Trade Overnight
RMB25 RMB45
RMB3.00 RMB0.44 N/A RMB1.20
CNH London Lead Mini Futures
Day Trade Overnight
RMB25 RMB45
RMB3.00 RMB0.44 N/A RMB1.20
USD London Aluminium Mini Futures
Day Trade Overnight
USD4.00 USD7.00
USD0.5 USD0.07 N/A USD0.02
USD London Zinc Mini Futures
Day Trade Overnight
USD4.00 USD7.00
USD0.5 USD0.07 N/A USD0.02
USD London Copper Mini Futures
Day Trade Overnight
USD4.00 USD7.00
USD0.5 USD0.07 N/A USD0.02
USD London Nickel Mini Futures
Day Trade Overnight
USD4.00 USD7.00
USD0.5 USD0.07 N/A USD0.02
USD London Tin Mini Futures
Day Trade Overnight
USD4.00 USD7.00
USD0.5 USD0.07 N/A USD0.02
USD London Lead Mini Futuress
Day Trade Overnight
USD4.00 USD7.00
USD0.5 USD0.07 N/A USD0.02
USD/CNH Futures #
Day Trade Overnight
RMB25 RMB45
RMB8.00 N/A N/A No physical delivery
USD/CNH Options # 1% of the contracted value (per contract per side)
Min. Max.
HK$30 HK$100
RMB 8 per contract
(Waived from 20 March 2017 to 28 June 2019 (Day Session))
N/A N/A No physical delivery
CES Gaming Top 10 Index Futures
Day Trade Overnight
HK$60 HK$100
HK$2.00 HK$0.54 N/A HK$2.00
Hang Seng Mainland Oil & Gas Index Futures
Day Trade Overnight
HK$60 HK$100
HK$2.00 HK$0.54 N/A HK$2.00
Hang Seng Mainland Banks Index Futures
Day Trade Overnight
HK$60 HK$100
HK$2.00 HK$0.54 N/A HK$2.00
Hang Seng Mainland Healthcare Index Futures
Day Trade Overnight
HK$60 HK$100
HK$2.00 HK$0.54 N/A HK$2.00
Hang Seng Mainland Properties Index Futures
Day Trade Overnight
HK$60 HK$100
HK$2.00 HK$0.54 N/A HK$2.00
Hang Seng IT Hardware Index Futures
Day Trade Overnight
HK$60 HK$100
HK$2.00 HK$0.54 N/A HK$2.00
Hang Seng Software & Service Index Futures
Day Trade Overnight
HK$60 HK$100
HK$2.00 HK$0.54 N/A HK$2.00
EUR/CNH Futures
Day Trade Overnight
RMB25 RMB45
RMB5.00
See Remarks C
N/A N/A RMB5.00
JPY/CNH Futures
Day Trade Overnight
RMB25 RMB45
RMB5.00
See Remarks C
N/A N/A RMB5.00
AUD/CNH Futures
Day Trade Overnight
RMB25 RMB45
RMB5.00
See Remarks C
N/A N/A RMB5.00
CNH/USD Futures
Day Trade Overnight
US$4 US$7
US$0.6
See Remarks C
N/A N/A US$0.6
USD Gold Futures
Day Trade Overnight
US$4 US$7
US$ 1 US$ 0.07 N/A US$ 2
CNH Gold Futures
Day Trade Overnight
RMB 25 RMB 45
RMB 6 RMB 0.5 N/A RMB12
TSI Iron Ore Fines 62% Fe CFR China Futures
Day Trade Overnight
US$10 US$20
US$ 1 US$ 0.7 N/A US$ 1
MSCI AC Asia ex Japan Net Total Return Index Futures
Day Trade Overnight
US$ 3 US$ 4
US$ 0.5
The Trading Fee will be waived for all accounts for the first six months of trading from the Commencement Date to 10 December 2018, both dates inclusive, excluding the after-hours trading session on 10 December 2018.
US$ 0.07
The Commission Levy will be exempted for the first six months of trading from the Commencement Date to 10 December 2018, both dates inclusive, excluding the after-hours trading session on 10 December 2018.
N/A US$ 0.5
Hang Seng Index (Gross Total Return Index) Futures
Day Trade Overnight
HK$60 HK$100
HK$30 The Commission Levy will be exempted for the first six months of trading from the Launch Date to 3 May 2019, both dates inclusive, excluding the T+1 Session on 3 May 2019. N/A HK$30
Hang Seng Index (Net Total Return Index) Futures
Day Trade Overnight
HK$60 HK$100
HK$30 The Commission Levy will be exempted for the first six months of trading from the Launch Date to 3 May 2019, both dates inclusive, excluding the T+1 Session on 3 May 2019. N/A HK$30
Hang Seng China Enterprises Index (Gross Total Return Index) Futures
Day Trade Overnight
HK$60 HK$100
HK$30 The Commission Levy will be exempted for the first six months of trading from the Launch Date to 3 May 2019, both dates inclusive, excluding the T+1 Session on 3 May 2019. N/A HK$10
Hang Seng China Enterprises Index (Net Total Return Index) Futures
Day Trade Overnight
HK$60 HK$100
HK$30 The Commission Levy will be exempted for the first six months of trading from the Launch Date to 3 May 2019, both dates inclusive, excluding the T+1 Session on 3 May 2019. N/A HK$10
Debit Interest
Service Charges Minimum / Maximum
Futures Account Debit Interest P+6% p.a.on overdue
(unless otherwise agreed)
N/A

* Pursuant to an exemption notice made under section 25(1) of the Securities and Futures (Investor Compensation Levy) Rules and gazetted on 11 November 2005, no Investor Compensation Levy shall be payable in respect of a sale and purchase of futures and options contract on or after 19 December 2005 until further notice.
# Note: Our Company does not offer "Physical Delivery" arrangements. Customers must close out or roll over any open positions 3 days before "Last Trading Day" (“Trading Deadline”) , otherwise those open positions will be force-closed in order to avoid the risk of physical delivery.
Hong Kong Futures Exchange – Gold Futures
The Trading Deadline of USD Gold Futures and CNH Gold Futures from Hong Kong Exchange is 5 days before Last Trading Day.
After “Trading Deadline”, customers will not be able to perform e-trade using “SP Futures” for these positions. To further process these contracts, please contact our dealing department as soon as possible (Dealing hotline: (852) 2826 0066)

Remarks:
C The Exchange Fees of the Additional RMB Currency Futures shall be waived for all HKFE Participants and their clients during the period from the Commencement Date to 28 Jun. 2019 (Day Session).
D Trading fee waiver will be applied for trading Stock Futures Contracts from 1 March 2018 to 31 December 2018 (both dates inclusive). Trading fee waiver will not be applied to Tracker Fund of Hong Kong and Hang Seng China Enterprises Index ETF.

All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
There will be no interest payable on credit balance with effective from 4 Sep, 2015


Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.

Global Futures (Index)
Exchange Type Futures
Contract
Name
Code Contract
Size
Minimum
Fluctuation
Currency Initial
Margin
Commission
Rate
CBOT Index E-mini Dow($5) YM US$5 x Index 1pt.
=US$5
USD 5,830 Negotiable
CME Index S&P 500 SP US$250 x Index 0.1pt.
=US$25
USD 33,000 Negotiable
CME Index E-mini S&P 500 ES US$50 x Index 0.25pt.
=US$12.5
USD 6,600 Negotiable
CME Index E-MINI NASDAQ 100 NQ US$20 x Index 0.25pt.
=US$5
USD 7,700 Negotiable
CME Index CME Nikkei USD NKD US$5 x Index 5pt.
=US$25
USD 5,720 Negotiable
CME Index CME Nikkei JPY NIY Yen500 x Index 5pt.
=Yen2,500
JPY 572,000 Negotiable
OSE Index OSK Nikkei JPY JNI Yen1,000 x Index 10pt.
=Yen10,000
JPY 750,000 Negotiable
SGX Index SGX Nikkei SGXNK Yen500 x Index 5pt.
=Yen2,500
JPY 616,000 Negotiable
SGX Index Mini SGX Nikkei 225 Index SNS Yen100 x Index 1pt.
=Yen100
JPY 123,200 Negotiable
SGX Index MSCI Taiwan Index STW US$100 x Index 0.1pt.
=US$10
USD 2,640 Negotiable
SGX Index FTSE Xinhua China A50 Index CN US$1 x Index 2.5pt.
=US$2.5
USD 880 Negotiable
SGX Index SGX CNX Nifty Index SIN US$2 x Index 0.5pt.
=US$1
USD 935 Negotiable
SGX  Index MSCI Singapore Stock Index SSG SGD200 x Index 0.1pt.
=SGD20
SGD 1,870 Negotiable
KSE Index KOSPI 200 KS KRW 250,000 x Index 0.05pt.
=KRW12,500
KRW 6,538,950 Negotiable
Global Futures (Currency)
Exchange Type Futures
Contract
Name
Code Contract
Size
Minimum
Fluctuation
Currency Initial
Margin
Commission
Rate
CME Currency AUD 6A AUD
100,000
US$0.0001
=US$10
USD 1,375 Negotiable
CME Currency GBP 6B GBP
62,500
US$0.0001
=US$6.25
USD 2,090 Negotiable
CME Currency CAD 6C CAD
100,000
US$0.00005
=US$5
USD 1,265 Negotiable
CME Currency JPY 6J Yen
12,500,000
US$0.0000005
=US$6.25
USD 2,200 Negotiable
CME Currency NZD 6N NZD
100,000
US$0.0001
=US$10
USD 1,540 Negotiable
CME Currency RMB RMB RMB
1,000,000
US$0.00001
=US$10
USD 2,970 Negotiable
CME Currency CHF 6S SF
125,000
US$0.0001
=US$12.5
USD 2,860 Negotiable
CME Currency EUR 6E EUR
125,000
US$0.00005
=US$12.5
USD 2,860 Negotiable
CME Currency EUR/JPY RY EUR
125,000
¥0.01/€
=¥1,250
JPY 390,500 Negotiable
NYBOT Currency US Dollar Index DX US$1,000 x Index 0.005pt.
=US$5
USD 1,815 Negotiable
CME Currency Mexican Pesos 6M 500,000
Mexican Pesos
US$
0.00001
USD 1,320 Negotiable
Global Futures (Rates & Interests)
Exchange Type Futures
Contract
Name
Code Contract
Size
Minimum
Fluctuation
Currency Initial
Margin
Commission
Rate
CBOT Treasury 30 Year
US Treasury Bond
ZB US$
100,000
1/32
=US$31.25
USD 2,530 Negotiable
CBOT Treasury 10 Year
US Treasury Note
ZN US$
100,000
0.5/32
=US$15.625
USD 1,155 Negotiable
CBOT Treasury 5 Year
US Treasury Note
ZF US$
100,000
0.25/32
=US$7.8125
USD 748 Negotiable
CBOT Treasury 2 Year
US Treasury Note
ZT US$
200,000
0.25/32
=US$15.625
USD 523 Negotiable
Global Futures (Metal)
Exchange Type Futures
Contract
Name
Code Contract
Size
Minimum
Fluctuation
Currency Initial
Margin
Commission
Rate
NYMEX Metals NYMEX Palladium PA 100 troy ozs. $0.1/oz.
=US$10
USD 7,150 Negotiable
NYMEX Metals NYMEX Platinum PL 50 troy ozs. $0.1/oz.
=US$5
USD 1,870 Negotiable
COMEX Metals Comex Metal: Gold GC 100 troy ozs. $0.1/oz.
=US$10
USD 3,740 Negotiable
COMEX Metals Comex Metal: Silver SI 5,000 troy ozs. $0.005/oz.
=US$25
USD 3,960 Negotiable
COMEX Metals Comex Metal: Copper HG 25,000 lbs. 0.05¢/lb.
=US$12.5
USD 3,410 Negotiable
COMEX Metals Comex Metal: Mini Gold QO 50 troy ounce $0.25/oz.
=USD 12.5
USD 2,200 Negotiable
LME Metal Lead LPB 25 tonnes US$0.5/tonne
= US$12.5
USD 4,599 Negotiable
LME Metal Nickel LNI 6 tonnes US$5/tonne
=US$30
USD 7,540 Negotiable
LME Metal Copper LCA 25 tonnes US$0.5/tonne
= US$12.5
USD 11,372 Negotiable
LME Metal Aluminum LAH 25 tonnes US$0.5/tonne
= US$12.5
USD 4,249 Negotiable
LME Metal Zinc LZS 25 tonnes US$0.5/tonne
= US$12.5
USD 5,424 Negotiable
LME Metal Tin LSN 5 tonnes US$5/tonne
=US$25
USD 8,008 Negotiable
SGX Metal TSI Iron Ore CFR China (62% Fe Fines) Index Futures SFE 100 tonnes US$0.01 USD 528 Negotiable
Global Futures (Agricultural)
Exchange Type Futures
Contract
Name
Code Contract
Size
Minimum
Fluctuation
Currency Initial
Margin
Commission
Rate
CBOT Agricultural Corn ZC 5,000
Bushels
0.25¢/bu.
=US$12.5
USD 880 Negotiable
CBOT Agricultural mini-sized Corn XC 1,000
Bushels
0.125¢/bu.
=US$1.25
USD 176 Negotiable
CBOT Agricultural Soyabean ZS 5,000
Bushels
0.25¢/bu.
=US$12.5
USD 2,255 Negotiable
CBOT Agricultural mini-sized Soybean XK 1,000
Bushels
0.125¢/bu.
=US$1.25
USD 451 Negotiable
CBOT Agricultural Soybean Oil ZL 60,000
Lbs
0.01¢/lb.
=US$6
USD 550 Negotiable
CBOT Agricultural Soybean Meal ZM 100
tons
$0.1/ton
=US$10
USD 1,595 Negotiable
CBOT Agricultural Wheat ZW 5,000
Bushels
0.25¢/bu.
=US$12.5
USD 1,375 Negotiable
CBOT Agricultural Oat ZO 5,000
Bushels
0.25¢/bu.
=US$12.5
USD 743 Negotiable
CBOT Agricultural Rough Rice ZR 2,000
Cwt
$0.5¢/cwt
=US$10
USD 1,375 Negotiable
CME Agricultural Feeder Cattle GF 500
lbs.
0.025¢/lb.
=US$12.5
USD 3,080 Negotiable
CME Agricultural Lean Hogs LH 40,000
lbs.
0.025¢/lb.
=US$10
USD 3,630 Negotiable
CME Agricultural Lumber LB 110,000
bd.ft.
$0.1/1000bd.ft.
=US$11
USD 3,025 Negotiable
NYBOT Agricultural Coffee KC 37,500
lbs.
0.05¢/lb.
=US$18.75
USD 2,970 Negotiable
NYBOT Agricultural Cotton CT 50,000
lbs.
0.01¢/lb.
=US$5
USD 2,915 Negotiable
NYBOT Agricultural Sugar
No. 11
SB 112,000
lbs.
0.01¢/lb.
=US$11.2
USD 1,047 Negotiable
NYBOT Agricultural Orange Juice OJ 15,000
lbs.
0.05¢/lb.
=US$7.5
USD 888 Negotiable
NYBOT Agricultural Cocoa CC 10
metric tons
$1/ton
=US$10
USD 2,090 Negotiable
Global Futures (Energy & Others)
Exchange Type Futures
Contract
Name
Code Contract
Size
Minimum
Fluctuation
Currency Initial
Margin
Commission
Rate
NYMEX Energy Gasoline RB 42,000
Gallons
$0.0001/gal.
=US$4.2
USD 4,620 Negotiable
NYMEX Energy Natural Gas NG 10,000
mmBtu
$0.001/mmBtu.
=US$10
USD 4,070 Negotiable
NYMEX Energy LIGHT SWEET CRUDE OIL CL 1,000
Barrels
$0.01/barrel
=US$10
USD 3,905 Negotiable
NYMEX Energy Mini-Crude Oil QM 500
Barrels
$0.025/barrel
=US$12.5
USD 1,898 Negotiable
NYMEX Energy Mini-Natural Gas QG 2,500
mmBtu 
$0.005/mmBtu.
=US$12.5
USD 1,018 Negotiable
NYMEX Energy NY Harbor ULSD HO 42,000
Gallons
$0.0001/gal.
=US$4.2
USD 4,620 Negotiable
IPE Energy Brent Crude Oil COIL 1,000
Barrels 
1¢/barrel
=US$10
USD 4,015 Negotiable
TOCOM Energy Tocom Rubber JRU 5000kg
Yen0.1/Kg
=Yen500
JPY 45,000 Negotiable
Trading hotline
Night Trading Hotline: (852) 2826-0066
Debit Interest
Service Charges Minimum/Maximum
Futures Account Debit Interest P+6% p.a.on overdue
(unless otherwise agreed)
N/A

Notes:

1. Please contact your designated Account Executive or our Customer Service Hotlines at (852) 2166 3888
2. Initial and main margin for your reference only, all margin requirements are subjected to change. Please contact your designated Account Executive or our Customer Service Hotlines at (852) 2166 3888 for more information.
3. Please click here for points to note about "Prevention of physical delivery".
4. For LME futures trading hour and points to note, please access below website (LME page)
5. We do not offer KRW deposit and withdrawal services, clients should use other currency for settlement.


Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.

"Other Hong Kong Securities Service Charges" PDF file (The following service fees are charged according to the transaction currency)
Scrip handing and settlement-related services Cost
Service Charges Minimum / Maximum
Money Settlement Fee Free N/A
Transfer Deed Stamp Duty HK$5.00
per transfer deed
N/A
Express Registration Fee for Physical Share Certificate HK$20.00 / RMB20.00
per share certificate
N/A
Physical Withdrawal of Securities HK$5.00 / RMB5.00 per lot Min.: HK$100.00 / RMB100.00
per stock
Deposit Transaction Fee Free N/A
Stock Withdrawal Fee
(SI via CCASS)
0.05% on stock market value
of previous trading day per transaction
Min.: HK$100.00 / RMB100.00
Max.: HK$500.00 / RMB500.00
Stock Withdrawal Fee
(ISI via CCASS)
Free N/A
Investor Settlement Instruction Fee N/A N/A
Compulsory Share Buy-back Fees Amounts specified by HKSCC or 0.5% on transaction amount on short sell settlement date N/A
Information Services
Service Charges Minimum / Maximum
Online Real-time Stock Quote AAStock - HK Stock Version HK$325.00
AAStock - Profession Version HK$398.00
QuotePower - Profession Version HK$500.00
Short Message Services Fee Free N/A
Account maintenance
Service Charges Minimum / Maximum
Custody Fee Free N/A
Stock Balance or Account Confirmation Fee Handling fee HK$100.00 per copy N/A
Statement Fee
(Physical Delivery)
HK$10.00 per month N/A
Dormant Account Fee Free N/A
Stock Segregated Account (with CCASS Statement) Service Fee N/A N/A
Reprint Daily Statement Within 1 month Free
Over 1 month HK$100.00
Over 12 months HK$200.00
Reprint Monthly Statement Within 3 months Free
Over 3 months HK$100.00
Over 12 months HK$200.00
Nominee services and corporate actions
Service Charges Minimum / Maximum
CCASS Registration Scrip Fee HK$2.50 / RMB2.50 per lot Min: HK$10.00/RMB10.00
Max: N/A
CCASS Registration Scrip Fee-Physical Stock HK$2.50 / RMB2.50 per lot
+ handling fee HK$100.00 /
RMB100.00per stock
N/A
Collection of Cash Dividend or Cash Distribution or Debt Securities Interest 0.5% on the Amount Paid Min.: HK$20.00 /
RMB20.00/
USD3.00
Max.: N/A
Privatization HK$1.00 / RMB1.00 per lot
+ 0.5% on the Amount Paid
+ Ad Valorem Stamp Duty
Min.: HK$20.00 /
RMB20.00/
USD3.00
Max.: N/A
Dividend Claim / Bonus Shares HK$400.00 / RMB400.00 per stock per distribution
plus HK$200.00 / RMB200.00
Share Registrar Office Confirmation
(if necessary)
N/A
Collection Fee of Bonus Issue / Scrip Dividend HKD/RMB 10 (per share/per order)** Min: N/A
Max: N/A
**Shanghai A share (Shanghai-Hong Kong Connect) and Shenzhen Stock Exchange Securities (SZ-HK Stock Connect)will charge additional bonus shares deposit fee HKD/RMB 1 per board lot
Corporate Action Fee HK$1.00 / RMB1.00 per lot N/A
Right / Warrant / Covered Warrant Subscription & Warrant Conversion HK$1.00 / RMB1.00 per lot
+ handling fee HK$50.00/RMB50.00 per order
N/A
Auto-exercise / Cash Settlement Warrant HK$1.00 / RMB1.00 per lot
+ handling fee HK$50.00/RMB50.00 per order
N/A
Cash / Open Offer Charge HK$1.00 / RMB1.00 per lot
+ handling fee HK$50.00/RMB50.00 per order
** For Cash offer : Shanghai A share (Shanghai-Hong Kong Connect) and Shenzhen Stock Exchange Securities (SZ-HK Stock Connect) will charge additional trading charges (Handing fee, Securities management fee, Seller Stamp, Transfer fee)
Special / Conditional Offer Charge HK$1.00 / RMB1.00 per lot
+ handling fee HK$50.00/RMB50.00 per order
N/A
Handling Fee for Conversion, Redemption and Corporate Actions of Registered and Bearer Debt Securities HK$50.00 / RMB50.00 per instruction
/announcement
N/A
Financing and other services
Service Charges Minimum / Maximum
Margin Account Financing Charge *P+3% p.a.on overdue amount after T+2
(unless otherwise agreed)
N/A
IPO Application Service Charge HK$100.00/RMB100.00
per application
N/A
Cash Account Overdue Interest *P+6% p. a. on overdue amount after T+2
*P+8% p.a. on overdue amount on or after T+7
(unless otherwise agreed)
N/A
Financing Charge for Subscription of Securities Subject to terms and conditions N/A
Banking Service Charges
(i)Fund Transfer by CHATS
actual bank charges
+ handling fee HK$100.00
N/A
(ii)Telegraph Transfer charge
actual bank charges
+ handling fee HK$100.00
(iii)Stop Payment charge
actual bank charges
+ handling fee HK$100.00
(iv)Return Cheque charge
actual bank charges
+ handling fee HK$100.00
Negative Interest Rate for Swiss Franc (CHF) Deposit 0.8% p.a. of CHF deposit amount N/A

Notes:
All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
For details, please contact your designated Account Executive or call CPY services hotline:(852) 2166-3888
*P is the Prime rate (P) offered by HSBC


Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.

  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd
  • Core Pacific Yamaichi Int’l(H.K.)Ltd