| Service | Charges | Minimum / Maximum |
|---|---|---|
| Brokerage Commission |
0.25% on transaction amount (rounded to the nearest cent) |
Minimum : HK$100.00/RMB100.00 |
| Transaction Levy (SFC) |
0.0027% on transaction amount |
N/A |
| AFRC transaction levy |
0.00015% on transaction amount (rounded to the nearest cent) |
N/A |
| Investor Compensation Levy | N/A | N/A |
| Trading Fee |
0.00565% on transaction amount (rounded to the nearest cent) |
N/A |
| Trading Tariff |
N/A (Effective from 1 Jan 2023 HKEx Trading Tariff has been removed) |
N/A |
| Stamp Duty |
0.1% of transaction value
Calculated in strict percentage form,
rounded up to the nearest dollar. (Effective from 17 Nov 2023) |
N/A |
| CCASS Stock Settlement Fees |
0.002% on transaction amount (rounded to the nearest cent) |
Min.: HK$2.00 / RMB2.00 Max.: HK$100.00 / RMB100.00 |
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Commission | 0.25% of transaction amount | Minimum: RMB100.00 |
|
Handling Fee |
0.00341% of the consideration of each transaction per side (rounded to the nearest cent) (effective from 28 Aug 2023) |
NA |
|
Securities Management Fee |
0.002% of Transaction amount | NA |
| Seller Stamp |
0.05% of Transaction amount on the seller (effective from 28 Aug 2023) |
NA |
|
Transfer Fee |
(Effective from 29 Apr 2022) 0.003% of the consideration of gross value of each China Connect Securities Trade per side Including: 0.001% of the consideration of each transaction per side payable under ChinaClear's Shanghai-Hong Kong Stock Connect Rules; and 0.002% of the consideration of each transaction per side payable under the General Rules of CCASS for the provision of Stock Connect Northbound Clearing services by HKSCC |
NA |
| Trading Tariff | RMB1.00 for each transaction. | NA |
|
Portfolio fee |
0.008% for annually, Charged by Monthly (Daily calculated by market value of Portfolio) (HKD) |
NA |
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Commission | 0.25% of transaction amount | Minimum: RMB100.00 |
|
Handling Fee |
0.00341% of the consideration of each transaction per side (rounded to the nearest cent) (effective from 28 Aug 2023) |
NA |
|
Securities Management Fee |
0.002% of Transaction amount | NA |
| Seller Stamp |
0.05% of Transaction amount on the seller (effective from 28 Aug 2023) |
NA |
|
Transfer Fee |
(Effective from 29 Apr 2022) 0.003% of the consideration of gross value of each China Connect Securities Trade per side Including: 0.001% of the consideration of each transaction per side payable under ChinaClear's Shanghai-Hong Kong Stock Connect Rules; and 0.002% of the consideration of each transaction per side payable under the General Rules of CCASS for the provision of Stock Connect Northbound Clearing services by HKSCC |
NA |
| Trading Tariff | RMB1.00 for each transaction. | NA |
|
Portfolio fee |
0.008% for annually, Charged by Monthly (Daily calculated by market value of Portfolio) (HKD) |
NA |
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Commission | 0.25% of transaction amount | Minimum: RMB100.00 |
|
Handling Fee |
0.004% of the consideration of a transaction per side | NA |
|
Securities Management Fee |
Waived | NA |
| Seller Stamp | Stamp Duty for trading SSE-listed and SZSE-listed ETFs (CCASS money ledger transaction code: Y2) to be specified by relevant Mainland authorities. | NA |
|
Transfer Fee |
ChinaClear: Waived HKSCC: 0.002% of the consideration of a transaction per side |
NA |
| Trading Tariff | RMB1.00 for each transaction. | NA |
|
Portfolio fee |
0.008% for annually, Charged by Monthly (Accrued daily at fixed cumulative % per annum on the total daily stock portfolio value) (HKD) **The Portfolio Fee will be collected in HKD and other fees and levies will be collected in RMB. The fees charged by HKSCC may change subject to the SFC’s approval. |
NA |
*It is currently envisaged that the above fees and taxes, subject to final confirmation from/clarification with the relevant authorities, will be applicable to the trading and clearing of ETFs for Northbound trading.
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Grey Market Commission |
0.3% on transaction amount (rounded to the nearest cent) |
Minimum HK$150.00 /RMB 150 |
Remark: Fee will be rounded up to nearest cent
Notes :
All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
For details, please contact your designated Account Executive or call CPY services hotline:(852) 2166-3888
Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.
| Custodian Service Fee |
|
||
| Interest Collection Fee | *0.5% | ||
| Bond Maturity Redemption Fee | Free | ||
|
Bond Transfer Fee (Deposit or Withdraw Bond) |
*HKD 400 (per transfer) | ||
|
Corporate Action Instruction Fee |
Corporate Action Instruction Fee may vary for each instruction, plus HK$100 handling fee (Please refer to specific instruction notice for details) |
||
*New charges will be effective from 1 Feb 2023.
# Charge depend upon the size of the client portfolio.
If you have any inquiry, please feel free to contact your account executive.
# Charge depend upon the size of the client portfolio. (Effective from 1st Oct 2018). If you have any inquiry, please feel free to contact your account executive.
Custodian Services Fees will be charged on the 20th day of next month from client account. Should the payment date fall on a public holiday, it will be deferred to the next business day.
Notes:
All the above charges are for reference only and subject to change without prior notice.
Calculation Method of Bond Monthly Custodian Fee:
= (Face Amount of Bond x Rate of Custodian Fee x House Exchange Rate to HKD) / 12 months
For example:
Monthly Custodian Fee for Face Amount USD 1 Million Bond
= USD 1,000,000 x 0.025% x HKD 7.8492 / 12 Months
= HKD 163.53
Monthly Custodian Fee for Face Amount CNY 1 Million Bond
= CNY 1,000,000 x 0.025% x HKD 1.1520 / 12 Months
= HKD 24
| Market | Custodian service fee (on a monthly basis) | |
|
#Taiwan Stocks/ Local Convertible Bond/ |
0.1% p.a. Fee calculated on month-end portfolio value | |
| #Taiwan Physical Stock | 0.12% p.a. Fee calculated on month-end portfolio value | |
| #Japan Stocks | 0.035% p.a. Fee calculated on month-end portfolio value (Japan Listed Securities) JPY10,800 per month per stock (Japan Unlisted Securities) (effective from 1 Sep 2023) | |
| #Japan Bonds | 0.038% p.a. Fee calculated on month-end nominal value (NV) (Effective from 1/4/2014) | |
| #U.S. Domestic Bonds | USD0.40/1000(NV) p.a. Fee calculated on the month-end nominal value | |
| #Australia Stocks | 0.05% p.a. Fee calculated on month-end portfolio value (Min AUD 1 per month) | |
# Chargeable dependent upon the size of the client portfolio.
If you have any inquiry, please feel free to contact your account executive.
Custodian Services Fees will be charged on the 20th day of each month from client account. Should the payment date fall on a public holiday, it will be deferred to the next business day.
Notes:
All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
|
Markets (Equity) |
Settlement Fee |
Comm. Charged to Client Min.-Standard Rate |
Tax / Stamp Duty Charged by Government |
Transaction Levy / Others |
Settlement Details |
|||
| Buy | Sell | Buy | Sell | Buy | Sell | |||
| Australia | (##) |
0.7% Min.AUD70 |
N/A | N/A | N/A | T+2 | T+2 | |
| Canada | (##) |
0.6% (min.CAD60 per order) |
N/A | N/A |
CAD23.00 per trade |
T+2 | T+2 | |
| Indonesia | (##) |
0.6% Equivalent to USD50 at prevailing FX rate |
VAT: 0.005% |
VAT: 0.005% Withholding Tax: 0.1% |
0.043% (For Ordinary Shares) | T+2 | T+2 | |
| Japan** | (Start from 1/12/2017) Equity JPY1,500 for Safekeeping Client JPY3,000 for DVP Client Bond & Unlisted Stock JPY2,900 for Safekeeping Client JPY5,600 for DVP Client |
0.4% Min. JPY4,000 |
N/A | N/A | N/A | T+2 | T+2 | |
| Korea # |
(##) Settle Ccy (HKD&USD) |
0.6% WON30,000 |
N/A |
KOSPI: 0.25% (Stock Transaction Tax 0.1% + Special Tax Rate for Rural Development (Existing / Intact) 0.15%) KOSDAQ: 0.25% Stock Transaction Tax (Effective from 30 May, 2019) |
N/A |
T (Cash) T+2 (Stock) |
T+2 | |
| Malaysia | (##) |
0.6% Min.MYR200 Min.USD50 |
Contract Stamp 0.1% (round up to the nearest dollar, Max MYR200) Please note: From 1 Mar 2018 to 28 Feb 2021, the stamp duty of listed company (Mid and Small Cap) with market capitalization between MYR 200 million to 2 billion (by closing price as at 31 Dec on prior year) will be exempted. |
Clearing Fees 0.03% (always round up to the nearest cent, Max MYR1,000) SST: 6% of commission (effective from 1 Mar 2019) |
T+2 | T+2 | ||
| Philippines | (##) |
0.6% Min.PHP2,000 Min.USD50 |
VAT: 12% on Commission |
Sales Tax: 0.5% VAT: 12% on Commission |
Securities Clearing Corporation of the Philippines Fee: 0.01% Bangko Sentral Registration Document (BSRD) fee -Fixed PHP 1,000 per order |
T+3 | T+3 | |
| Singapore | (##) |
0.4% Min.SGD85 Min.USD65 Min.HKD500 |
N/A | N/A |
Clearing fee:
0.04% (existing fee) 0.0325% (start from 1/6/2014) 0.05%Clearing Fee (Warrants) Temporary Waived Charges:(0.0075% Singapore Exchange Limited Access Fee) |
T+2 | T+2 | |
| Taiwan-TSE **# | NTD1,800 |
0.25% Min.TWD450 |
N/A |
0.3% Equity 0.1% TDR |
FX Charges TWD1,000
for amount less than
USD10,000 TT Charges HKD275 for each Buy NTD FX |
T(Cash) T+2 (Stock) |
T+3 (Cash) T+2 (Stock) |
|
| Taiwan-GRETAI Market OTC **# | NTD1,800 |
0.5% Min.TWD450 |
N/A | 0.3%(Stock) |
FX Charges TWD1,000
for amount less than
USD10,000 TT Charges HKD275 for each Buy NTD FX |
T(Cash) T+2(Stock) |
T+3 (Cash) T+2 (Stock) |
|
| Taiwan Stock - Pre-delivery charges TWD 0.5/1,000shares | ||||||||
| Thailand |
THB400.00 (Effective from 14 Oct 2019) |
0.6% Min.THB2,000 Min.USD50 |
VAT: 7% on Commission | N/A | T+2 | T+2 | ||
|
USA -(NYSE,AMEX & NASDAQ)**ˆ |
*DVP USD30 (##) |
0.25% (min.USD20 per order) |
N/A |
0.00051% 0.00229% (Update to 0.0008% effective from TD Feb 23, 2023) |
N/A | T+2 | T+2ˆ | |
| USA-OTC**ˆ |
*DVP USD30 (##) |
0.25% (min.USD20 per order) |
N/A |
0.00051% 0.00229% (Update to 0.0008% effective from TD Feb 23, 2023) |
N/A | T+2 | T+2ˆ | |
| USA - OTC orders must be prior consulted your account executive before trading. | ||||||||
| United Kingdom & Ireland** |
GBP10 (##) |
0.6% Min.GBP65 |
UK Stock (Gross Amount + Comm) Contract Stamp 0.5% Ireland Stock (Gross Amount + Comm) Contract Stamp 1% | N/A | Over GBP10,000 will charge levy of the panel on takeovers and mergers (PTM Levy) GBP1 | T+2 | T+2 | |
| U.S. Domestic Bonds | Corporate Action Fees (including Coupon Interest, Redemption and CA Instruction) | USD15 per transaction | ||||||
(*) This charge will only be imposed when the transaction is requested to be settled through CPY’s Custodian Bank.
(**) Custodian Services Fees will be charged on the 20th day of each month from client account. Should the payment date fall on a public holiday, it will be deferred to the next business day. Refer to Custodian Services Fees Table for details.
(#) Stock withdrawal is not allowed.
(##) External Fees (Telegraphic Transfer Charges HKD275 or CHATS charges HKD55), if any, payable to local brokers, stock exchange or in relation to trade settlement will be charged separately.
(ˆ)Special fund withdrawal arrangement regarding U.S. stock trading: (*Effective from 5th September 2017)
Instructions to withdrawal proceeds of U.S. stock could only be made from three business days after the transaction date onwards (i.e. T+3). Please contact your Account Executive or our Customer Service Department at (852) 2166-3888 should you have any inquiries in this regard.
| Markets | Settlement Fee | Comm. Charged to Client | Tax / Stamp Duty Charged by Government | Transaction Levy / Others | Settlement Details | ||
| Buy | Sell | Buy | Sell | Buy/Sell | |||
| Shanghai B | N/A |
0.3% (Min USD15) |
N/A |
Stamp Duty: 0.05% (effective from 28 Aug 2023) |
Levy 0.00341% (effective from 28 Aug 2023) Admin Fee 0.002% Settlement Fee 0.002% (effective from 19 Jul 2021) |
T + 3 Trade Currency: USD |
|
| Shenzhen B | N/A |
0.3% (Min HKD100) |
N/A |
Stamp Duty: 0.05% (effective from 28 Aug 2023) |
Levy 0.00341% (effective from 28 Aug 2023) Admin Fee 0.002% Clearing Fee 0.002% of gross amount (MaxHK$500) (effective from 19 Jul 2021) Settlement Fees for DVP Client HKD50 per transaction |
T + 3 Trade Currency: HKD |
|
Notes:
1. All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
2. Above charges are not applicable to trading of A shares which are converted from Shanghai or Shenzhen B shares. For the selling of A shares after such conversion, all trading fee and related levy will be charged according to the relevant exchange/organization. Trading Commission is negotiable.
3. A RMD1,000 conversion fee will be charged for each conversion from Shenzhen B shares to A shares.
| Markets |
Withholding Tax (for reference only) |
Dividend Collection Fees | Handling Fees | |||
| Rate Per Dividend Paid | Minimum | Maximum | Bonus Paid | |||
| Australia Stock | 30% | AUD33 | N/A | N/A | N/A | N/A |
| Canadian Stock | 25% | CAD6 | N/A | N/A | N/A | N/A |
| Indonesia Stock | 20% | SGD13 | N/A | N/A | N/A | N/A |
| Japan Stock |
*15.315% for other than Individual reisdent in Japan -Dividend Payment from 2014/01/01 *20.315 for Individuals resident in Japan -Dividend Payment from 2014/01/01 |
JPY200.00 | N/A | N/A | N/A | N/A |
| Korea Stock | 22% | KRW6,500 | N/A | N/A | N/A | N/A |
| Malaysia Stock | 25% | 1% | MYR10 | MYR100 | N/A |
0.55% Min MYR50 |
| Philippines Stock | 30% | SGD13 | N/A | N/A | N/A | N/A |
| Singapore Stock | NA |
SGD13
USD10.5 HKD80 EUR8.50 GBP8.00 |
N/A | N/A | N/A | N/A |
| Shanghai B Shares | 10% | USD2 | N/A | N/A | N/A | N/A |
| Shenzhen B Shares | 10% | Cash/ Stock Dividend 1.25% | HKD65 | N/A | HKD50 (Fixed Amount) | N/A |
| Taiwan Stock | 21% | 0.5% | TWD200 | TWD5,000 | N/A | N/A |
| Thailand Stock | 10% | 1.25% | THB200 | THB2,000 | N/A | N/A |
| United Kingdom | 10% |
GBP12 (Effective from 5 Jun 2023) |
N/A | N/A |
N/A (GBP15-Effective from 01 Mar 2018) |
EUR28.00 (for All Choice Dividend Event) |
| U.S Stock | 30% | Cash/ Stock Dividend 2.25% | USD8 | N/A | USD5 (Fixed Amount) | N/A |
| Remark: ADR scrip fees will be charged by the ADR issuers USD0.01 to USD0.05 per shares on record date | ||||||
| Unit Trust / Fund | -- |
RMB13.00 HKD15.00 USD2.00 (The dividend charge will be waived effective from 15 Jan 2018) |
N/A | N/A | N/A | N/A |
Notes:
You should seek advice from your professional advisors as to your particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas products. Core Pacific-Yamaichi did/does not provide any kind of tax claim service and beneficiary owner have to apply by themselves.
All the above charges are subject to change without prior notice, the overseas bank charges and out of pocket expenses,if any, will be charged separately.
Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Commission |
0.25% of the contracted value (per contract per side) |
Minimum - HK$100.00 (Applicable to orders for the same contract, same side and within the trading day only) |
| Trading Tariff |
Tier 1 Stock Options Nominal Value > $25,000 HK$3.00 per contract per side |
N/A |
|
Tier 2 Stock Options Nominal Value > $10,000 – $25,000 HK$1.00 per contract per side |
||
|
Tier 3 Stock Options Nominal Value < $10,000 HK$0.50 per contract per side |
||
| Exercise Fee | HK$2.00 per contract per side | N/A |
| Stock Option Account Debit Interest |
P+6% p.a.on overdue (unless otherwise agreed) |
N/A |
Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.
| Product |
Commission per contract per side |
Exchange Fee per contract per side |
SFC Levy per contract per side |
Investor Compensation Levy* |
Settlement Fee per contract per side |
||||
|---|---|---|---|---|---|---|---|---|---|
| Hang Seng Index Futures |
|
HKD 10 | HKD 0.54 | N/A | HKD 10 | ||||
| Mini - Hang Seng Index Futures |
|
HKD 3.50 | HKD 0.10 | N/A | HKD 3.50 | ||||
| H Shares Index Futures |
|
HKD 3.50 | HKD 0.54 | N/A | HKD 3.50 | ||||
| Mini H-shares Index Futures |
|
HKD 2 | HKD 0.10 | N/A | HKD 2 | ||||
| Hang Seng TECH Index Futures |
|
HKD 5 (50% Discount until further notice) |
HKD 0.54 | N/A | HKD 2.50 | ||||
| CES 120 Futures |
|
HKD 10 | HKD 0.54 | N/A | HKD 10 | ||||
| Hang Seng Index Options |
1% of the contracted value (per contract per side)
|
HKD 10 | HKD 0.54 | N/A |
Exercise Fee HKD 10 per contract |
||||
| Mini - Hang Seng Index Options |
1% of the contracted value (per contract per side)
|
HKD 2 | HKD 0.10 | N/A |
Exercise Fee HKD 2 per contract |
||||
| H Shares Index Options |
1% of the contracted value (per contract per side)
|
HKD 3.50 | HKD 0.54 | N/A |
Exercise Fee HKD 3.50 per contract |
||||
| Mini H-shares Index Options |
1% of the contracted value (per contract per side)
|
HKD 1 | HKD 0.54 | N/A | HKD 1 | ||||
| Hang Seng Index Futures Options# |
1% of the contracted value (per contract per side)
|
HKD 10 | HKD 0.54 | N/A | HKD 10 | ||||
| Hang Seng China Enterprises Index Futures Options# |
1% of the contracted value (per contract per side)
|
HKD 3.50 | HKD 0.54 | N/A | HKD 3.50 | ||||
| Hang Seng TECH Index Options |
1% of the contracted value (per contract per side)
|
HKD 5 (50% Discount until further notice) |
HKD 0.54 | N/A |
Exercise Fee HKD 2.50 per contract |
||||
| Hang Seng TECH Index Futures Options# |
1% of the contracted value (per contract per side)
|
HKD 5 (50% Discount until further notice) |
HKD 0.54 | N/A |
Exercise Fee HKD 2.50 per contract |
||||
| Stock Futures |
|
HKD 3.50 See Remarks D |
HKD 0.10 | N/A | HKD 2 | ||||
| HSI Dividend Futures | HKD 50 | HKD 3 | HKD 0.54 | N/A | HKD 3 | ||||
| HSCEI Dividend Futures | HKD 50 | HKD 1.50 | HKD 0.54 | N/A | HKD 1.50 | ||||
| HSI Volatility Index (VHSI) Futures |
|
HKD 10 | HKD 0.54 | N/A | HKD 10 | ||||
| IBOVESPA Futures (BRAZIL) |
|
HKD 10 | HKD 0.54 | N/A | HKD 10 | ||||
| MICEX Index Futures (RUSSIA) |
|
HKD 5 | HKD 0.60 | N/A | HKD 5 | ||||
| FTSE/JSE Top40 Futures (SOUTH AFRICA) |
|
HKD 5 | HKD 0.60 | N/A | HKD 5 | ||||
| CNH London Aluminium Mini Futures |
|
RMB 3 | RMB 0.44 | N/A | RMB 1.20 | ||||
| CNH London Zinc Mini Futures |
|
RMB 3 | RMB 0.44 | N/A | RMB 1.20 | ||||
| CNH London Copper Mini Futures |
|
RMB 3 | RMB 0.44 | N/A | RMB 1.20 | ||||
| CNH London Nickel Mini Futures |
|
RMB 3 | RMB 0.44 | N/A | RMB 1.20 | ||||
| CNH London Tin Mini Futures |
|
RMB 3 | RMB 0.44 | N/A | RMB 1.20 | ||||
| CNH London Lead Mini Futures |
|
RMB 3 | RMB 0.44 | N/A | RMB 1.20 | ||||
| USD London Aluminium Mini Futures |
|
USD 0.50 | USD 0.07 | N/A | USD 0.02 | ||||
| USD London Zinc Mini Futures |
|
USD 0.50 | USD 0.07 | N/A | USD 0.02 | ||||
| USD London Copper Mini Futures |
|
USD 0.50 | USD 0.07 | N/A | USD 0.02 | ||||
| USD London Nickel Mini Futures |
|
USD 0.50 | USD 0.07 | N/A | USD 0.02 | ||||
| USD London Tin Mini Futures |
|
USD 0.50 | USD 0.07 | N/A | USD 0.02 | ||||
| USD London Lead Mini Futuress |
|
USD 0.50 | USD 0.07 | N/A | USD 0.02 | ||||
| USD/CNH Futures # |
|
RMB 8 | N/A | N/A | No physical delivery | ||||
| Mini USD/CNH Futures # |
|
RMB 1.60 | N/A | N/A | No physical delivery | ||||
| USD/CNH Options # |
1% of the contracted value (per contract per side)
|
RMB 8 per contract | N/A | N/A | No physical delivery | ||||
| Hang Seng Mainland Oil & Gas Index Futures |
|
HKD 2 | HKD 0.54 | N/A | HKD 2 | ||||
| Hang Seng Mainland Banks Index Futures |
|
HKD 2 | HKD 0.54 | N/A | HKD 2 | ||||
| Hang Seng Mainland Properties Index Futures |
|
HKD 2 | HKD 0.54 | N/A | HKD 2 | ||||
| EUR/CNH Futures |
|
RMB 5 See Remarks C |
N/A | N/A | RMB 5 | ||||
| JPY/CNH Futures |
|
RMB 5 See Remarks C |
N/A | N/A | RMB 5 | ||||
| AUD/CNH Futures |
|
RMB 5 See Remarks C |
N/A | N/A | RMB 5 | ||||
| CNH/USD Futures |
|
USD 0.60 See Remarks C |
N/A | N/A | USD 0.60 | ||||
| USD Gold Futures |
|
USD 1 | USD 0.07 | N/A | USD 2 | ||||
| CNH Gold Futures |
|
RMB 6 | RMB 0.50 | N/A | RMB 12 | ||||
| USD Silver Futures |
|
USD 1 | USD 0.07 | N/A | USD 2 | ||||
| CNH Silver Futures |
|
RMB 6 | RMB 0.5 | N/A | RMB12 | ||||
| TSI Iron Ore Fines 62% Fe CFR China Futures |
|
USD 1 | USD 0.07 | N/A | USD 1 | ||||
| MSCI AC Asia ex Japan Net Total Return Index Futures |
|
USD 0.50 | USD 0.07 | N/A | USD 0.50 | ||||
| Hang Seng Index (Gross Total Return Index) Futures |
|
HKD 30 | HKD 0.54 | N/A | HKD 30 | ||||
| Hang Seng Index (Net Total Return Index) Futures |
|
HKD 30 | HKD 0.54 | N/A | HKD 30 | ||||
| Hang Seng China Enterprises Index (Gross Total Return Index) Futures |
|
HKD 10 | HKD 0.54 | N/A | HKD 10 | ||||
| Hang Seng China Enterprises Index (Net Total Return Index) Futures |
|
HKD 10 | HKD 0.54 | N/A | HKD 10 | ||||
| MSCI Taiwan (USD) Index Futures |
|
USD 1 (waive until T session on 31 Dec 2021) |
USD 0.07 | N/A | USD 1 | ||||
| MSCI Taiwan Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Japan Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI India Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI China Free Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Indonesia Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Australia Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Thailand Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Malaysia Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI EM Asia Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Singapore Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Vietnam Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Hong Kong Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Philippines Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Indonesia (USD) Index Futures |
|
USD 1 | USD 0.07 | N/A | USD 1 | ||||
| MSCI Emerging Markets Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Emerging Markets (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI China Free (USD) Index Futures |
|
USD 1 | USD 0.07 | N/A | USD 1 | ||||
| MSCI India (USD) Index Futures |
|
USD 1 | USD 0.07 | N/A | USD 1 | ||||
| MSCI Malaysia (USD) Index Futures |
|
USD 1 | USD 0.07 | N/A | USD 1 | ||||
| MSCI New Zealand Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Philippines (USD) Index Futures |
|
USD 1 | USD 0.07 | N/A | USD 1 | ||||
| MSCI Singapore Free Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Thailand (USD) Index Futures |
|
USD 1 | USD 0.07 | N/A | USD 1 | ||||
| MSCI Vietnam (USD) Index Futures |
|
USD 1 | USD 0.07 | N/A | USD 1 | ||||
| MSCI EM ex China Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI EM ex Korea Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI EM Asia ex China Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI EM Asia ex Korea Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI EM EMEA Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI EM LatAm Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Pacific Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Pacific ex Japan Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Taiwan 25/50 (USD) Index Futures |
|
USD 1 (waive until T session on 31 Dec 2021) |
USD 0.07 | N/A | USD 1 | ||||
| MSCI Taiwan 25/50 Net Total Return (USD) Index Futures |
|
USD 0.60 | USD 0.07 | N/A | USD 0.60 | ||||
| MSCI Singapore Free (SGD) Index Futures |
|
SGD 1.40 (waive until T session on 31 Dec 2021) |
SGD 0.10 | N/A | SGD 1.40 | ||||
| MSCI Japan (JPY) Index Futures |
|
JPY 65 | JPY 8 | N/A | JPY 65 | ||||
| MSCI Japan Net Total Return (JPY) Index Futures |
|
JPY 65 | JPY 8 | N/A | JPY 65 | ||||
| MSCI China Free (USD) Index Options |
1% of the contracted value (per contract per side)
|
USD 1 | USD 0.07 | N/A | Exercise Fee USD 1 per contract | ||||
| MSCI Taiwan (USD) Index Options |
1% of the contracted value (per contract per side)
|
USD 1 | USD 0.07 | N/A | Exercise Fee USD 1 per contract | ||||
| MSCI China A 50 Connect (USD) Index Futures |
|
USD 1 (waive until T Session 30 Jun 2022) |
USD 0.07 (waive until T session on 15 Apr 2022) |
N/A | Exercise Fee USD 1 per contract | ||||
| MSCI China Net Total Return (USD) Index Futures |
|
USD 0.60 |
USD 0.07 (waive until T session on 20 May 2022) |
N/A | Exercise Fee USD 0.60 per contract | ||||
| MSCI China Free (USD) Index Futures |
|
USD 1 |
USD 0.07 (waive until T session on 20 May 2022) |
N/A | Exercise Fee USD 1 per contract |
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Futures Account Debit Interest |
P+6% p.a.on overdue (unless otherwise agreed) |
N/A |
* Pursuant to an exemption notice made under section 25(1) of the Securities and Futures (Investor Compensation Levy) Rules and gazetted on 11 November 2005, no Investor Compensation Levy shall be payable in respect of a sale and purchase of futures and options contract on or after 19 December 2005 until further notice.
# Note: Our Company does not offer "Physical Delivery" (Including Physically Settled Options Contracts on index futures) arrangements. Customers must close out or roll over any open positions 3 days before "Last Trading Day" (“Trading Deadline”) , otherwise those open positions will be force-closed in order to avoid the risk of physical delivery. Please click here for points to note about "Prevention of physical delivery".
Hong Kong Futures Exchange – Gold Futures
The Trading Deadline of USD Gold Futures and CNH Gold Futures from Hong Kong Exchange is 5 days before Last Trading Day.
After “Trading Deadline”, customers will not be able to perform e-trade using “SP Futures” for these positions. To further process these contracts, please contact our dealing department as soon as possible (Dealing hotline: (852) 2826 0066)
Remarks:
C The Exchange Fees of the Additional RMB Currency Futures shall be waived for all HKFE Participants and their clients during the period from the Commencement Date to 28 Jun. 2019 (Day Session).
D Trading fee waiver will be applied for trading Stock Futures Contracts from 1 March 2018 to 31 December 2018 (both dates inclusive). Trading fee waiver will not be applied to Tracker Fund of Hong Kong and Hang Seng China Enterprises Index ETF.
All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
There will be no interest payable on credit balance with effective from 4 Sep, 2015
Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.
| Exchange | Type |
Futures Contract Name |
Code |
Contract Size |
Minimum Fluctuation |
Currency |
Initial Margin |
Commission Rate |
|---|---|---|---|---|---|---|---|---|
| CBOT | Index | E-mini Dow($5) | YM | US$5 x Index |
1pt. =US$5 |
USD | Please refer to exchange website | Negotiable |
| CME | Index | S&P 500 | SP | US$250 x Index |
0.1pt. =US$25 |
USD | Please refer to exchange website | Negotiable |
| CME | Index | E-mini S&P 500 | ES | US$50 x Index |
0.25pt. =US$12.5 |
USD | Please refer to exchange website | Negotiable |
| CME | Index | E-MINI NASDAQ 100 | NQ | US$20 x Index |
0.25pt. =US$5 |
USD | Please refer to exchange website | Negotiable |
| CME | Index | CME Nikkei USD | NKD | US$5 x Index |
5pt. =US$25 |
USD | Please refer to exchange website | Negotiable |
| CME | Index | CME Nikkei JPY | NIY | Yen500 x Index |
5pt. =Yen2,500 |
JPY | Please refer to exchange website | Negotiable |
| OSE | Index | OSK Nikkei JPY | JNI | Yen1,000 x Index |
10pt. =Yen10,000 |
JPY | Please refer to exchange website | Negotiable |
| SGX | Index | SGX Nikkei | SGXNK | Yen500 x Index |
5pt. =Yen2,500 |
JPY | Please refer to exchange website | Negotiable |
| SGX | Index | Mini SGX Nikkei 225 Index | SNS | Yen100 x Index |
1pt. =Yen100 |
JPY | Please refer to exchange website | Negotiable |
| SGX | Index | FTSE Xinhua China A50 Index | CN | US$1 x Index |
1pt. =US$1 |
USD | Please refer to exchange website | Negotiable |
| SGX | Index | SGX CNX Nifty Index | SIN | US$2 x Index |
0.5pt. =US$1 |
USD | Please refer to exchange website | Negotiable |
| SGX | Index | MSCI Singapore Stock Index | SSG | SGD200 x Index |
0.1pt. =SGD20 |
SGD | Please refer to exchange website | Negotiable |
| Exchange | Type |
Futures Contract Name |
Code |
Contract Size |
Minimum Fluctuation |
Currency |
Initial Margin |
Commission Rate |
|---|---|---|---|---|---|---|---|---|
| CME | Currency | AUD | 6A |
AUD 100,000 |
US$0.00005 =US$5 |
USD | Please refer to exchange website | Negotiable |
| CME | Currency | GBP | 6B |
GBP 62,500 |
US$0.0001 =US$6.25 |
USD | Please refer to exchange website | Negotiable |
| CME | Currency | CAD | 6C |
CAD 100,000 |
US$0.00005 =US$5 |
USD | Please refer to exchange website | Negotiable |
| CME | Currency | JPY | 6J |
Yen 12,500,000 |
US$0.0000005 =US$6.25 |
USD | Please refer to exchange website | Negotiable |
| CME | Currency | NZD | 6N |
NZD 100,000 |
US$0.00005 =US$5 |
USD | Please refer to exchange website | Negotiable |
| CME | Currency | RMB | RMB |
RMB 1,000,000 |
US$0.00001 =US$10 |
USD | Please refer to exchange website | Negotiable |
| CME | Currency | CHF | 6S |
SF 125,000 |
US$0.0001 =US$12.5 |
USD | Please refer to exchange website | Negotiable |
| CME | Currency | EUR | 6E |
EUR 125,000 |
US$0.00005 =US$12.5 |
USD | Please refer to exchange website | Negotiable |
| CME | Currency | EUR/JPY | RY |
EUR 125,000 |
¥0.01/€ =¥1,250 |
JPY | Please refer to exchange website | Negotiable |
| NYBOT | Currency | US Dollar Index | DX | US$1,000 x Index |
0.005pt. =US$5 |
USD | Please refer to exchange website | Negotiable |
| CME | Currency | Mexican Pesos | 6M |
500,000 Mexican Pesos |
US$ 0.00001 |
USD | Please refer to exchange website | Negotiable |
| Exchange | Type |
Futures Contract Name |
Code |
Contract Size |
Minimum Fluctuation |
Currency |
Initial Margin |
Commission Rate |
|---|---|---|---|---|---|---|---|---|
| CBOT | Treasury |
30 Year US Treasury Bond |
ZB |
US$ 100,000 |
1/32 =US$31.25 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Treasury |
10 Year US Treasury Note |
ZN |
US$ 100,000 |
0.5/32 =US$15.625 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Treasury |
5 Year US Treasury Note |
ZF |
US$ 100,000 |
0.25/32 =US$7.8125 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Treasury |
2 Year US Treasury Note |
ZT |
US$ 200,000 |
0.25/32 =US$15.625 |
USD | Please refer to exchange website | Negotiable |
| Exchange | Type |
Futures Contract Name |
Code |
Contract Size |
Minimum Fluctuation |
Currency |
Initial Margin |
Commission Rate |
|---|---|---|---|---|---|---|---|---|
| NYMEX | Metals | NYMEX Palladium | PA | 100 troy ozs. |
$0.5/oz. =US$50 |
USD | Please refer to exchange website | Negotiable |
| NYMEX | Metals | NYMEX Platinum | PL | 50 troy ozs. |
$0.1/oz. =US$5 |
USD | Please refer to exchange website | Negotiable |
| COMEX | Metals | Comex Metal: Gold | GC | 100 troy ozs. |
$0.1/oz. =US$10 |
USD | 12,100 | Negotiable |
| COMEX | Metals | Comex Metal: Silver | SI | 5,000 troy ozs. |
$0.005/oz. =US$25 |
USD | Please refer to exchange website | Negotiable |
| COMEX | Metals | Comex Metal: Copper | HG | 25,000 lbs. |
0.05¢/lb. =US$12.5 |
USD | Please refer to exchange website | Negotiable |
| COMEX | Metals | Comex Metal: Mini Gold | QO | 50 troy ounce |
$0.25/oz. =USD 12.5 |
USD | 6,050 | Negotiable |
| LME | Metal | Lead | LPB | 25 tonnes |
US$0.5/tonne = US$12.5 |
USD | Please refer to exchange website | Negotiable |
| LME | Metal | Nickel | LNI | 6 tonnes |
US$5/tonne =US$30 |
USD | Please refer to exchange website | Negotiable |
| LME | Metal | Copper | LCA | 25 tonnes |
US$0.5/tonne = US$12.5 |
USD | Please refer to exchange website | Negotiable |
| LME | Metal | Aluminum | LAH | 25 tonnes |
US$0.5/tonne = US$12.5 |
USD | Please refer to exchange website | Negotiable |
| LME | Metal | Zinc | LZS | 25 tonnes |
US$0.5/tonne = US$12.5 |
USD | Please refer to exchange website | Negotiable |
| LME | Metal | Tin | LSN | 5 tonnes |
US$5/tonne =US$25 |
USD | Please refer to exchange website | Negotiable |
| SGX | Metal | TSI Iron Ore CFR China (62% Fe Fines) Index Futures | SFE | 100 tonnes |
0.05pt. = US$5 |
USD | Please refer to exchange website | Negotiable |
| Exchange | Type |
Futures Contract Name |
Code |
Contract Size |
Minimum Fluctuation |
Currency |
Initial Margin |
Commission Rate |
|---|---|---|---|---|---|---|---|---|
| CBOT | Agricultural | Corn | ZC |
5,000 Bushels |
0.25¢/bu. =US$12.5 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Agricultural | mini-sized Corn | XC |
1,000 Bushels |
0.125¢/bu. =US$1.25 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Agricultural | Soyabean | ZS |
5,000 Bushels |
0.25¢/bu. =US$12.5 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Agricultural | mini-sized Soybean | XK |
1,000 Bushels |
0.125¢/bu. =US$1.25 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Agricultural | Soybean Oil | ZL |
60,000 Lbs |
0.01¢/lb. =US$6 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Agricultural | Soybean Meal | ZM |
100 tons |
$0.1/ton =US$10 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Agricultural | Wheat | ZW |
5,000 Bushels |
0.25¢/bu. =US$12.5 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Agricultural | Oat | ZO |
5,000 Bushels |
0.25¢/bu. =US$12.5 |
USD | Please refer to exchange website | Negotiable |
| CBOT | Agricultural | Rough Rice | ZR |
2,000 Cwt |
$0.5¢/cwt =US$10 |
USD | Please refer to exchange website | Negotiable |
| CME | Agricultural | Feeder Cattle | GF |
500 lbs. |
0.025¢/lb. =US$12.5 |
USD | Please refer to exchange website | Negotiable |
| CME | Agricultural | Lean Hogs | LH |
40,000 lbs. |
0.025¢/lb. =US$10 |
USD | Please refer to exchange website | Negotiable |
| CME | Agricultural | Lumber | LB |
110,000 bd.ft. |
$0.1/1000bd.ft. =US$11 |
USD | Please refer to exchange website | Negotiable |
| NYBOT | Agricultural | Coffee | KC |
37,500 lbs. |
0.05¢/lb. =US$18.75 |
USD | Please refer to exchange website | Negotiable |
| NYBOT | Agricultural | Cotton | CT |
50,000 lbs. |
0.01¢/lb. =US$5 |
USD | Please refer to exchange website | Negotiable |
| NYBOT | Agricultural |
Sugar No. 11 |
SB |
112,000 lbs. |
0.01¢/lb. =US$11.2 |
USD | Please refer to exchange website | Negotiable |
| NYBOT | Agricultural | Orange Juice | OJ |
15,000 lbs. |
0.05¢/lb. =US$7.5 |
USD | Please refer to exchange website | Negotiable |
| NYBOT | Agricultural | Cocoa | CC |
10 metric tons |
$1/ton =US$10 |
USD | Please refer to exchange website | Negotiable |
| Exchange | Type |
Futures Contract Name |
Code |
Contract Size |
Minimum Fluctuation |
Currency |
Initial Margin |
Commission Rate |
|---|---|---|---|---|---|---|---|---|
| NYMEX | Energy | Gasoline | RB |
42,000 Gallons |
$0.0001/gal. =US$4.2 |
USD | 10,428.00 | Negotiable |
| NYMEX | Energy | Natural Gas | NG |
10,000 mmBtu |
$0.001/mmBtu. =US$10 |
USD | 7,260.00 | Negotiable |
| NYMEX | Energy | LIGHT SWEET CRUDE OIL | CL |
1,000 Barrels |
$0.01/barrel =US$10 |
USD | 8,712.00 | Negotiable |
| NYMEX | Energy | Mini-Crude Oil | QM |
500 Barrels |
$0.025/barrel =US$12.5 |
USD | 4,356.00 | Negotiable |
| NYMEX | Energy | Mini-Natural Gas | QG |
2,500 mmBtu |
$0.005/mmBtu. =US$12.5 |
USD | 1,815.00 | Negotiable |
| NYMEX | Energy | NY Harbor ULSD | HO |
42,000 Gallons |
$0.0001/gal. =US$4.2 |
USD | 11,352.00 | Negotiable |
| IPE | Energy | Brent Crude Oil | COIL |
1,000 Barrels |
1¢/barrel =US$10 |
USD | 7,748.40 | Negotiable |
Notes:
1. Please contact your designated Account Executive or our Customer Service Hotlines at (852) 2166 3888
2. Initial and main margin for your reference only, all margin requirements are subjected to change. Please contact your designated Account Executive or our Customer Service Hotlines at (852) 2166 3888 for more information.
3. Please click here for points to note about "Prevention of physical delivery".
4. For LME futures trading hour and points to note, please access below website (LME page)
5. We do not offer KRW deposit and withdrawal services, clients should use other currency for settlement.
Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Money Settlement Fee | Free | N/A |
| Transfer Deed Stamp Duty |
HK$5.00 per transfer deed |
N/A |
| Express Registration Fee for Physical Share Certificate |
HK$20.00 / RMB20.00 per share certificate |
N/A |
| Physical Withdrawal of Securities | HK$5.00 / RMB5.00 per lot |
Min.: HK$100.00 / RMB100.00 per stock |
| Deposit Transaction Fee | Free | N/A |
|
Stock Withdrawal Fee (SI via CCASS) |
0.05% on stock market value of previous trading day per transaction |
Min.: HK$100.00 / RMB100.00 Max.: HK$500.00 / RMB500.00 |
|
Stock Withdrawal Fee (ISI via CCASS) |
Free | N/A |
| Investor Settlement Instruction Fee | N/A | N/A |
| Compulsory Share Buy-back Fees | Amounts specified by HKSCC or 0.5% on transaction amount on short sell settlement date | N/A |
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Online Real-time Stock Quote |
Please refer to "Real Time Quote Services Application Form" |
N/A |
| Short Message Services Fee | Free | N/A |
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Custody Fee | Free | N/A |
| Stock Balance or Account Confirmation Fee | Handling fee HK$100.00 per copy | N/A |
|
Statement Fee (Physical Delivery) |
HK$10.00 per month | N/A |
| Dormant Account Fee | Free | N/A |
| Stock Segregated Account (with CCASS Statement) Service Fee | N/A | N/A |
| Reprint Daily Statement | Within 1 month | Free |
| Over 1 month | HK$100.00 | |
| Over 12 months | HK$200.00 | |
| Reprint Monthly Statement | Within 3 months | Free |
| Over 3 months | HK$100.00 | |
| Over 12 months | HK$200.00 |
| Service | Charges | Minimum / Maximum |
|---|---|---|
| CCASS Registration Scrip Fee | HK$2.50 / RMB2.50 per lot |
Min: HK$10.00/RMB10.00 Max: N/A |
| CCASS Registration Scrip Fee-Physical Stock |
HK$2.50 / RMB2.50 per lot + handling fee HK$100.00 / RMB100.00per stock |
N/A |
| Collection of Cash Dividend or Cash Distribution or Debt Securities Interest | 0.5% on the Amount Paid |
Min.: HK$20.00 / RMB20.00/ USD3.00 Max.: N/A |
| Privatization |
HK$1.00 / RMB1.00 per lot + 0.5% on the Amount Paid + Ad Valorem Stamp Duty |
Min.: HK$20.00 / RMB20.00/ USD3.00 Max.: N/A |
| Dividend Claim / Bonus Shares |
HK$400.00 / RMB400.00 per stock per distribution plus HK$200.00 / RMB200.00 Share Registrar Office Confirmation (if necessary) |
N/A |
| Collection Fee of Bonus Issue / Scrip Dividend | HKD/RMB 10 (per share/per order)** |
Min: N/A Max: N/A **Shanghai A share (Shanghai-Hong Kong Connect) and Shenzhen Stock Exchange Securities (SZ-HK Stock Connect)will charge additional bonus shares deposit fee HKD/RMB 1 per board lot |
| Corporate Action Fee | HK$1.00 / RMB1.00 per lot | N/A |
| Right / Warrant / Covered Warrant Subscription & Warrant Conversion |
HK$1.00 / RMB1.00 per lot + handling fee HK$50.00/RMB50.00 per order |
N/A |
| Auto-exercise / Cash Settlement Warrant |
HK$1.00 / RMB1.00 per lot + handling fee HK$50.00/RMB50.00 per order |
N/A |
| Cash / Open Offer Charge |
HK$1.00 / RMB1.00 per lot + handling fee HK$50.00/RMB50.00 per order |
** For Cash offer : Shanghai A share (Shanghai-Hong Kong Connect) and Shenzhen Stock Exchange Securities (SZ-HK Stock Connect) will charge additional trading charges (Handing fee, Securities management fee, Seller Stamp, Transfer fee) |
| Special / Conditional Offer Charge |
HK$1.00 / RMB1.00 per lot + handling fee HK$50.00/RMB50.00 per order |
N/A |
| Handling Fee for Conversion, Redemption and Corporate Actions of Registered and Bearer Debt Securities |
HK$50.00 / RMB50.00 per instruction /announcement |
N/A |
| Service | Charges | Minimum / Maximum |
|---|---|---|
| Margin Account Financing Charge |
*P+3% p.a.on overdue amount after T+2 (unless otherwise agreed) |
N/A |
| IPO Application Service Charge |
HK$100.00/RMB100.00 per application |
N/A |
| Cash Account Overdue Interest |
*P+6% p. a. on overdue amount after T+2 *P+8% p.a. on overdue amount on or after T+7 (unless otherwise agreed) |
N/A |
| Financing Charge for Subscription of Securities | Subject to terms and conditions | N/A |
|
Banking Service Charges |
(i)Fund Transfer by CHATS actual bank charges + handling fee HK$100.00 |
N/A |
|
(ii)Telegraph Transfer charge actual bank charges + handling fee HK$100.00 |
||
|
(iii)Stop Payment charge actual bank charges + handling fee HK$100.00 |
||
|
(iv)Return Cheque charge actual bank charges + handling fee HK$100.00 |
||
| Negative Interest Rate for Swiss Franc (CHF) Deposit | 0.8% p.a. of CHF deposit amount | N/A |
Notes:
All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
For details, please contact your designated Account Executive or call CPY services hotline:(852) 2166-3888
*P is the Prime rate (P) offered by HSBC
Disclaimers :
This advertisement/message has been issued by Core Pacific – Yamaichi Group of Companies (including Core Pacific – Yamaichi International (H.K.) Limited and Core Pacific – Yamaichi Futures (H.K.) Limited) for reference and information purposes only. The information herein contains no invitation, publicity, and introduction or investment opinions for any financial product trading. Investors should be aware that the fluctuation of prices of financial products may give profits to losses. Before investing in relevant financial products, investors should have a deep understanding to their financial status and investment objectives. In the event of any uncertainty on risks of product investment, investors should seek independent professional advice.
