| |
Updated: 25 Oct 2011
Hong Kong Securities Service Charges 
Global Futures
| Hong Kong Futures
and Options Trading Fees and Commission |
| Hang
Seng Index Futures |
| Service |
Charges |
Minimum / Maximum |
| Commission |
Day Trade - HK$60.00 per contract per
side |
N/A |
| Overnight - HK$100.00 per contract per side |
| Exchange Fee |
HK$10.00 per contract per
side
|
N/A |
| SFC Levy |
HK$0.60 per contract per side |
N/A |
| Investor Compensation Levy |
N/A |
N/A |
| Settlement Fees |
HK$10.00 per contract per side
|
N/A |
|
| Mini
- Hang Seng Index Futures |
| Service |
Charges |
Minimum / Maximum |
| Commission |
Day Trade - HK$20.00 per
contract per side |
N/A |
| Overnight - HK$25.00
per contract per side |
| Exchange Fee |
HK$3.50 per contract per
side |
N/A |
| SFC Levy |
HK$0.12 per contract per side |
N/A |
| Investor Compensation Levy |
N/A |
N/A |
| Settlement Fees |
HK$3.50 per contract per side
|
N/A |
|
| H
Shares Index Futures |
| Service |
Charges |
Minimum / Maximum |
| Commission |
Day Trade - HK$60.00 per
contract per side |
N/A |
| Overnight - HK$100.00
per contract per side |
| Exchange Fee |
HK$3.50 per contract per
side
|
N/A |
| SFC Levy |
HK$0.60 per contract per side |
N/A |
| Investor Compensation Levy |
N/A |
N/A |
| Settlement Fees |
HK$3.50 per contract per side
|
N/A |
|
| Mini H-shares Index Futures |
| Service |
Charges |
Minimum / Maximum |
| Commission |
Day Trade - HK$20.00 per
contract per side |
N/A |
| Overnight - HK$25.00
per contract per side |
| Exchange Fee |
HK$2.00 per contract per
side
|
N/A |
| SFC Levy |
HK$0.12 per contract per side |
N/A |
| Settlement Fees |
HK$2.00 per contract per side
|
N/A |
|
| Gold Futures |
| Service |
Charges |
Minimum / Maximum |
| Commission |
| Day Trade - US$10.00 per contract per side |
N/A |
|
Overnight - US$12.00 per contract per side |
| Exchange Fee |
US$1.3 |
N/A |
| Commission Levy |
US$0.08 per contract per side |
N/A |
| Cash Settlement Fee |
US$1.3
(upon final settlement only) |
N/A |
|
| Hang
Seng Index Options |
| Service |
Charges |
Minimum / Maximum |
| Commission |
1% of the contracted
value (per side)
|
Minimum - HK$30.00 |
| Maximum
- HK$100.00 |
| Exchange Fee |
HK$10.00 per contract per
side
|
N/A |
| SFC Levy |
HK$0.60 per contract per side |
N/A |
| Investor Compensation Levy |
N/A |
N/A |
| Exercise Fees |
HK$10.00 per contract |
N/A |
|
| Mini
- Hang Seng Index Options |
| Service |
Charges |
Minimum / Maximum |
| Commission |
1% of the contracted
value (per side)
|
Minimum - HK$20.00 |
| Maximum
- HK$25.00 |
| Exchange Fee |
HK$2.00 per contract per
side |
N/A |
| SFC Levy |
HK$0.12 per contract per side |
N/A |
| Investor Compensation Levy |
N/A |
N/A |
| Exercise Fees |
HK$2.00 per contract |
N/A |
|
| H
Shares Index Options |
| Service |
Charges |
Minimum / Maximum |
| Commission |
1% of the contracted
value (per side)
|
Minimum - HK$30.00 |
| Maximum
- HK$100.00 |
| Exchange Fee |
HK$3.50 per contract per
side
|
N/A |
| SFC Levy |
HK$0.60 per contract per side
|
N/A |
| Investor Compensation Levy |
N/A |
N/A |
| Exercise Fees |
HK$3.50 per contract |
N/A |
|
| Stock
Futures Trading - Service Charges |
| Service |
Stock Futures - Charges |
Minimum / Maximum |
| Commission |
| Day Trade - Minimum:
HK$20.00 per contract per side |
N/A |
| Overnight - Minimum: HK$25.00
per contract per side |
| Exchange Fee |
HK$3.50 per contract per
side |
N/A |
| SFC Levy |
HK$0.12 per contract per side |
N/A |
| Settlement Fee |
HK$10.00 per contract per
side |
N/A |
|
| Stock Options - Service Charges |
| Service |
Charges |
Minimum / Maximum |
| Commission |
| 0.25% on contract value |
Minimum - HK$100.00 |
| Trading Tariff |
Tier 1 Stock Options - HK$3.00 per contract per side |
N/A |
| Tier 2 Stock Options - HK$1.00 per contract per side |
| Exercise Fee |
HK$2.00 per contract per side |
N/A |
|
Notes: |
| All the above charges are subject to change without
prior notice, please check with your account executive
for the latest charges. |
|
