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Service Charges

PDF file download "Hong Kong Securities Service Charges" PDF file

  Updated: 03 Jun 2012

Overseas and China Stock Market Charges

Overseas Custodian Service Fee

Overseas Market-Dividend Charges

Futures and Options Trading Fees and Commission

Global Futures

Hong Kong Securities Service Charges
(The following service fees are charged according to the transaction currency)
Trading Costs
Service Charges Minimum / Maximum
Brokerage Commission 0.25% on transaction amount
(rounded to the nearest cent)		 Minimum : HK$100.00/RMB100.00
Transaction Levy

0.003% on transaction amount
(rounded to the nearest cent)

 N/A
Investor Compensation Levy N/A N/A
Trading Fee 0.005% on transaction amount
(rounded to the nearest cent)		 N/A
Trading Tariff HK$1.00 / RMB1.00 for each transaction. N/A
Stamp Duty 0.1% of transaction value
Calculated in strict percentage form,
Rounded up to the nearest dollar.		 N/A
CCASS Stock Settlement Fees 0.002% on transaction amount
(rounded to the nearest cent)		 Min.: HK$2.00 / RMB2.00
Max.: HK$100.00 / RMB100.00
Scrip handing and settlement-related services Cost
Service Charges Minimum / Maximum
Money Settlement Fee Free N/A
Transfer Deed Stamp Duty HK$5.00
per transfer deed		 N/A
Express Registration Fee for Physical Share Certificate HK$20.00 / RMB20.00
per share certificate		 N/A
Physical Withdrawal of Securities HK$5.00 / RMB5.00 per lot
 Min.: HK$50.00 / RMB50.00
per stock
Deposit Transaction Fee Free N/A
Stock Withdrawal Fee
(SI via CCASS)		 0.05% on stock market value
of previous trading day per transaction		 Min.: HK$50.00 / RMB50.00
Max.: HK$500.00 / RMB500.00
Stock Withdrawal Fee
(ISI via CCASS)		 Free N/A
Investor Settlement Instruction Fee N/A N/A
Compulsory Share Buy-back Fees Amounts specified by HKSCC or 0.5% on transaction amount on short sell settlement date N/A
Information Services
Service Charges Minimum / Maximum
Online Real-time Stock Quote
AAStock -
HK Stock Version
AAStock -
Profession Version
QuotePower -
Profession Version

HK$325.00

HK$398.00

HK$500.00
Short Message Services Fee Free N/A
Account maintenance
Service Charges Minimum / Maximum
Custody Fee Free N/A
Stock Balance or Account Confirmation Fee Handling fee HK$100.00 per copy N/A
Dormant Account Fee Free N/A
Stock Segregated Account (with CCASS Statement) Service Fee N/A N/A
Reprint Daily Statement Within 1 month
Over 1 month
Over 12 months		 Free
HK$100.00
HK$200.00
Reprint Monthly Statement Within 3 months
Over 3 months
Over 12 months		 Free
HK$100.00
HK$200.00
Nominee services and corporate actions
Service Charges Minimum / Maximum
CCASS Registration Scrip Fee HK$2.50 / RMB2.50 per lot N/A
CCASS Registration Scrip Fee- Physical Stock HK$2.50 / RMB2.50 per lot
+ handling fee HK$100.00 /
RMB100.00per stock		 N/A
Collection of Cash Dividend or Cash Distribution or Debt Securities Interest 0.5% on the Amount Paid Min.: HK$10.00 /
RMB10.00/
USD2.00
Max.: HK$10,000.00 /
RMB10,000.00/
USD1,300.00
Privatization HK$1.00 / RMB1.00 per lot
+ 0.5% on the Amount Paid
+ Ad Valorem Stamp Duty		 Min.: HK$10.00 /
RMB10.00/
USD2.00
Max.: HK$10,000.00 /
RMB10,000.00/
USD1,300.00
Dividend Claim / Bonus Shares HK$400.00 / RMB400.00 per stock per distribution
plus HK$200.00 / RMB200.00
Share Registrar Office Confirmation
(if necessary)
 N/A
Collection Fee of Bonus Issue / Scrip Dividend Free N/A
Corporate Action Fee HK$1.00 / RMB1.00 per lot N/A
Right / Warrant / Covered Warrant Subscription & Warrant Conversion HK$1.00 / RMB1.00 per lot
+ handling fee HK$50.00/RMB50.00 per order		 N/A
Auto-exercise / Cash Settlement Warrant HK$1.00 / RMB1.00 per lot
+ handling fee HK$50.00/RMB50.00 per order		 N/A
Cash / Open Offer Charge HK$1.00 / RMB1.00 per lot
+ handling fee HK$50.00/RMB50.00 per order		 N/A
Special / Conditional Offer Charge HK$1.00 / RMB1.00 per lot
+ handling fee HK$50.00/RMB50.00 per order		 N/A
Handling Fee for Conversion, Redemption and Corporate Actions of Registered and Bearer Debt Securities HK$50.00 / RMB50.00 per instruction
/announcement		 N/A
Financing and other services
Service Charges Minimum / Maximum
Margin Account Financing Charge P+3% p.a.on overdue amount
(unless otherwise agreed)		 N/A
IPO Application Service Charge HK$100.00/RMB100.00
per application		 N/A
Cash Account Overdue Interest P+6% p.a.on overdue amount
(unless otherwise agreed)		 N/A
Financing Charge for Subscription of Securities Subject to terms and conditions N/A
Banking Service Charges
(i)Fund Transfer by CHATS
actual bank charges
+ handling fee HK$100.00
(ii)Telegraph Transfer charge
actual bank charges
+ handling fee HK$100.00
(iii)Stop Payment charge
actual bank charges
+ handling fee HK$100.00
(iv)Return Cheque charge
actual bank charges
+ handling fee HK$100.00
N/A
Notes:
All the above charges are subject to change without prior notice, please check with your account executive for the latest charges.
For details, please contact your designated Account Executive or call CPY services hotline:(852) 2166-3888
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