Institutional Services
Core Pacific - Yamaichi is a leader in providing financial advice and management to institutional investors, corporations, and high net-worth individuals in the Greater China region.
Our institutional services are structured across three divisions:
Our institutional services are structured across three divisions:
Financial Institution
- One of the region's most recognized names in financial institution, we have been helping companies in the PRC, Hong Kong and Taiwan raise funds since 1992. As sponsors or lead underwriters, our Corporate Finance and Equity Capital Markets Groups raised funds for over 30 companies. Our Advisory Group assists clients in their strategic financing planning and decision-making.
Financial Markets
- CPY's strong regional presence has made us a prominent player in the secondary markets in Equities, Fixed Income and Structured Products.
Investment Research
- Established nearly a decade ago, our Research Group has become a paramount stock market watcher in Hong Kong, the PRC, and the United States. Its major research focus is large corporations and SMEs in the Greater China region, and market trends in B shares, H shares and Red Chips.
The Financial Institution arm of CPY is headquartered in Hong Kong and offers corporate financial advisory services on mergers & acquisitions, divestitures and equity capital markets transactions, including initial public offerings, equity issues and secondary market placements.
CPY is well-positioned to serve clients in the Asia-Pacific region. In particular, CPY has one of the most experienced corporate finance teams in the Greater China region. CPY's financial institution professionals in Hong Kong work closely with professionals at its overseas offices in Beijing, Shanghai, Taipei and Los Angeles to provide seamless service to clients.
CPY is the leading sponsor in Hong Kong in taking companies to public on the Mainboard and the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited. CPY has been awarded as the "Best Small Cap IPO House " for the Year 2002 by Finance Asia. Since 1998, CPY has brought 42 companies to the public markets, participated in more than 120 capital raising transactions and has, as lead manager, raised in excess of HK$5.7 billion for its clients.
For more information about CPY's financial institution services, please phone at (852) 2826-0700
CPY is well-positioned to serve clients in the Asia-Pacific region. In particular, CPY has one of the most experienced corporate finance teams in the Greater China region. CPY's financial institution professionals in Hong Kong work closely with professionals at its overseas offices in Beijing, Shanghai, Taipei and Los Angeles to provide seamless service to clients.
CPY is the leading sponsor in Hong Kong in taking companies to public on the Mainboard and the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited. CPY has been awarded as the "Best Small Cap IPO House " for the Year 2002 by Finance Asia. Since 1998, CPY has brought 42 companies to the public markets, participated in more than 120 capital raising transactions and has, as lead manager, raised in excess of HK$5.7 billion for its clients.
For more information about CPY's financial institution services, please phone at (852) 2826-0700
List of Companies listed on the Main Board and GEM which CPY Sponsored and Lead Managed:
Company Name
- XI'an Haitian Antenna Technologies Co., Ltd. - H Shares
- Shaanxi Northwest New Technology Industry Co. Ltd. - H Shares
- Launch Tech Co., Ltd. - H Shares
- Natural Beauty Bio-Technology Limited
- Capinfo Company Limited
- Sing Lee Software (Group) Limited
- Vodatel Networks Holdings Limited
- PINE Technology Holdings Limited
- Sunway International Holdings Limited
- Sinopec Kantons Holdings Limited
- Computer & Technologies Holdings Limited
Staff Share Award Scheme
Core Pacific-Yamaichi Trust Services offer trustee and management services to employee incentive stock options and share award scheme. Our team of well-experienced professionals are capable of delivering an one-stop staff incentive share platform, assisting clients to reducing their tedious operational procedures and enhancing cost efficiency.
- Act as trustee and carry out fiduciary duty on the employee share award trust.
- Managed by qualified professionals in offering relevant trust and management services.
- Work alongside with regulatory authorities, external legal advisors and corporate financial advisers in dealing with incentive trust scheme related matters.
- Review trustee deeds and relevant legal documents and establish applicable operational workflow
- Provide trust scheme information in answering questions relating to the trust scheme's accounting, taxation and external audit matters.
- Monitor trust fund operation and transaction orders to ensure compliance with relevant trading terms and trust deed clauses.
- Monitor trust fund transactions and settlement operations and ensure trading information are correct and accurate.
- Monitor trust assets allocation procedures and ensure accurate allocation in accordance with trust deeds and trust scheme terms and conditions.
