Core Pacific - Yamaichi

Futures and Options

Trading Costs

Service	Charges	Minimum / Maximum
Brokerage Commission**	0.25% on transaction amount (rounded up to the nearest cent)	Minimum : HK$100.00
Transaction Levy*	0.004% on transaction amount (rounded up to the nearest cent)	N/A
Investor Compensation Levy##	N/A	N/A
Trading Fee*	0.005% on transaction amount (rounded up to the nearest cent)	N/A
Trading Tariff*	HK$1.00 for each transaction 0.1% of transaction value Calculated in strict percentage form, Rounded up to the nearest dollar.	N/A
CCASS Stock settlement Fees*	0.002% on transaction amount (rounded up to the nearest cent)	Min.: HK$2.00 Max.: HK$100.00

Scrip handing and settlement-related services Cost

Service	Charges	Minimum / Maximum
Money settlement fee	N/A	N/A
Transfer Deed Stamp Duty*	HK$5.00 per transfer deed	N/A
Express Registration Fee for Physical Share Certificate	HK$20.00 per share certificate	N/A
Physical Withdrawal of Securities *	HK$3.50 per lot	N/A
Deposit Transaction charge	N/A	N/A
S.I. - Stock Delivery *	0.05% on stock market value of previous trading day	Min.: HK$10.00 Max.: HK$200.00
Investor settlement instruction fee	N/A	N/A
Compulsory share buy-back Fees	Amounts specified by HKSCC or 0.25% on transaction amount on short sell settlement date	N/A

Information Services

Service	Charges	Minimum / Maximum
Online Real-time Stock Quote**	AAStock – HK Stock Version AAStock - Profession Version QuotePower - Profession Version	HK$325.00 HK$398.00 HK$500.00
Short message services fee	N/A	N/A

Account maintenance

Service	Charges	Minimum / Maximum
Custody fee	N/A	N/A
Stock balance or account confirmation fee	N/A	N/A
Dormant account fee	N/A	N/A
Stock segregated account (with CCASS statement) service fee	N/A	N/A

Nominee services and corporate actions

Service	Charges	Minimum / Maximum
CCASS Registration Scrip Fee*	HK$2.00 per lot	N/A
CCASS Deem Book Close Scrip Fee*#	N/A	N/A
Collection of cash /scrip dividend*	0.5% for Dividend Paid	Min.: HK$10.00 Max.: HK$10,000.00
Collection fee of bonus issue*	N/A	N/A
Corporate Action Fee *	HK$0.80 per lot	N/A

Financing and other services

Service	Charges	Minimum / Maximum
Margin Account financing charge**	P+3% p.a.on overdue amount (unless otherwise agreed)	N/A
Securities subscription handling charge**	HK$100.00 per application	N/A
Cash Account overdue interest**	P+6% p.a.on overdue amount (unless otherwise agreed)	N/A
Financing charge for subscription of securities	N/A	N/A
Banking service charges	(i) CHATS Payment HK$30.00 (ii) TT Payment HK$200.00 or subject to paying bank	N/A
Dividend Claim/ Bonus Shares *	HK$400.00 per stock per distribution plus HK$200.00 Share Registrar Office Confirmation (if necessary)	N/A
Reprint Daily Statement**#	Within 1 month Over 1 month Over 12 months	Free HK$100.00 HK$200.00
Reprint Monthly Statement**#	Within 3 months Over 3 months Over 12 months	Free HK$100.00 HK$200.00

Notes:

* These charges are subject to change without prior notice, please check with your account executive for the latest charges.

** From time to time, these fees and charges may be varied. Such variations will be notified to clients and become effective in accordance with the relevant terms and conditions.

# These charges take effect from 1st July 2003

## The Investor Compensation Levy will not be charged in repect of futures contracts traded on or after 19 Dec 2005

Global Locations

Email
info@cpy.com.hk

Hotline
(852) 2166-3888

Touch Tone
(852) 2275-6888

Fax
(852) 2918-0409